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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| BANK OF AMERICA CORP /DE/ 100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
X | |||
| BOFA SECURITIES, INC. ONE BRYANT PARK NEW YORK, NY 10036 |
X | |||
| BANK OF AMERICA NA 100 NORTH TRYON STREET CHARLOTTE, NC 28255 |
X | |||
| Andres Ortiz, authorized signatory, on behalf of (BANK OF AMERICA CORP /DE/) | 10/29/2024 | |
| **Signature of Reporting Person | Date | |
| Andres Ortiz, authorized signatory, on behalf of (BOFA SECURITIES, INC.) | 10/29/2024 | |
| **Signature of Reporting Person | Date | |
| Andres Ortiz, authorized signatory, on behalf of (BANK OF AMERICA NA ) | 10/29/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The 102,187 common stock shares ("Shares") reported as acquired in Table I represent shares of AgEagle Aerial Systems Inc. (the "Issuer") beneficially owned by BOFA SECURITIES, INC ("BOFAS") and BANK OF AMERICA, NA (?BANA?). BOFAS and BANA are wholly owned subsidiaries of Bank of America Corporation ("Bank of America"). |
| (2) | This statement is jointly filed by Bank of America, BOFAS and BANA. Bank of America holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary BOFAS and BANA. |
| (3) | Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate, or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. |
| Remarks: Exhibits Index Exhibit 99.1 ? Joint Filing Agreement Exhibit 99.2 - Joint Filer Information |
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