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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | 10/01/2024 | M | 70 | 10/01/2024(3) | (4) | Common Stock | 70 | $ 0 | 209 | D | ||||
| Restricted Stock Units | (2) | 10/01/2024 | M | 41 | 10/01/2024(3) | (4) | Common Stock | 41 | $ 0 | 291 | D | ||||
| Restricted Stock Units | (2) | 10/01/2024 | M | 104 | 10/01/2024(3) | (4) | Common Stock | 104 | $ 0 | 732 | D | ||||
| Restricted Stock Units | (2) | 10/01/2024 | M | 96 | 10/01/2024(3) | (4) | Common Stock | 96 | $ 0 | 1,067 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Hotz Lauren D C/O INTUIT INC. 2700 COAST AVENUE MOUNTAIN VIEW, CA 94043 |
SVP, Chief Accounting Officer | |||
| /s/ Erick Rivero, by power-of-attorney | 10/03/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Total (1) excludes 1,490 shares that were inadvertently added to the total holdings in the Form 4 for the reporting person filed on February 27, 2024, (2) includes 16 shares that were previously inadvertently reported as being withheld for taxes in the Form 4 for the reporting person filed on September 6, 2023, (3) includes 9.89 shares acquired by the reporting person on September 15, 2024 through the Intuit Inc. Employee Stock Purchase Plan, and (4) excludes 1 share that was inadvertently included in the total holdings in the Form 3 for the reporting person filed on February 16, 2022, due to administrative errors. |
| (2) | 1-for-1 |
| (3) | Represents vesting date for this tranche of Restricted Stock Units. |
| (4) | Restricted Stock Units do not expire; they either vest or are canceled prior to vesting date. |