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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,270 (1) | (2) | (2) | Common Shares Of Beneficial Interest | 1,270 | $ 0 | 91,780 (3) | I | LLC | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,270 | (2) | (2) | Common Shares Of Beneficial Interest | 1,270 | $ 0 | 1,277 (4) | I | 2020 DN GRAT | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,273 (5) | (2) | (2) | Common Shares Of Beneficial Interest | 1,273 | $ 0 | 4 (4) | I | 2020 DN GRAT | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,273 | (2) | (2) | Common Shares Of Beneficial Interest | 1,273 | $ 0 | 421,877 | D | ||||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,270 (1) | (2) | (2) | Common Shares Of Beneficial Interest | 1,270 | $ 0 | 90,510 (3) | I | LLC | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 1,270 | (2) | (2) | Common Shares Of Beneficial Interest | 1,270 | $ 0 | 2,204 (4) | I | 2020A DN GRAT | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 949 (5) | (2) | (2) | Common Shares Of Beneficial Interest | 949 | $ 0 | 1,255 (4) | I | 2020A DN GRAT | |||
| Operating Partnership Units | $ 0 | 09/18/2024 | G | 949 | (2) | (2) | Common Shares Of Beneficial Interest | 949 | $ 0 | 422,826 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| NEITHERCUT DAVID J TWO NORTH RIVERSIDE PLAZA, SUITE 400 CHICAGO, IL 60606 |
X | Chairman of the Board | ||
| /s/ Samantha Thompson, Attorney-in-fact | 09/20/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This transaction involved a gift of OP Units by a limited liability company of which the reporting person is the manager to a grantor retained annuity trust for the benefit of the reporting person. |
| (2) | The OP Units reflected in this report are previously reported Restricted Units which have automatically converted to OP Units per their terms. The OP Units do not expire and are fully vested, transferable and can be exchanged by the holder for common shares of Equity Residential (the "Company") on a one-for-one basis or, at the Company's option, for the cash value of such shares. |
| (3) | Represents OP Units beneficially owned by a limited liability company, of which the reporting person is the manager. |
| (4) | Represents OP Units beneficially owned by a grantor retained annuity trust for the benefit of the reporting person. |
| (5) | This transaction involved a gift of OP Units by a grantor retained annuity trust to the reporting person. |