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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | 07/18/2024 | A | 195.3585 (3) | (3) | (3) | Common Stock | 195.3585 | (3) | 33,763.8389 | D | ||||
| Restricted Stock Units | (2) | 07/18/2024 | A | 553.3396 (4) | (4) | (4) | Common Stock | 553.3396 | (4) | 92,580.6027 | D | ||||
| Restricted Stock Units | (2) | 07/18/2024 | A | 975.3899 (5) | (5) | (5) | Common Stock | 975.3899 | (5) | 158,451.3567 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MacDonald Neil B C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING, TX 77389 |
EVP, GM of Compute HPC AI | |||
| Ki Hoon Kim as Attorney-in-Fact for Neil B MacDonald | 09/17/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The total beneficial ownership includes the acquisition of 7.3610 shares at $20.9918 per share received on 07/19/24 through dividends paid in shares. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| (3) | As previously reported, on 12/09/21, the reporting person was granted 97,529 restricted stock units ("RSUs"), 32,509 of which vested on 12/09/22, 32,510 of which vested on 12/09/23, and 31,062 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 195.3585 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| (4) | As previously reported, on 12/08/22, the reporting person was granted 138,122 RSUs, 46,040 of which vested on 12/08/23, 43,990 of which will vest on 12/08/24, and 43,991 of which will vest 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 553.3396 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| (5) | As previously reported, on 12/07/23, the reporting person was granted 155,087 RSUs, 51,695 of which will vest on 12/07/24, and 51,696 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 975.38990 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. |
| Remarks: The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24. |
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