1. Title of Derivative Security (Instr. 4)
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2. Date Exercisable and Expiration Date (Month/Day/Year)
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3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)
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6. Nature of Indirect Beneficial Ownership (Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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| Employee Stock Option (right to buy) |
(2) |
08/02/2031 |
Common Stock |
70,000 |
$ 3.73 |
D |
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| Employee Stock Option (right to buy) |
(3) |
08/05/2031 |
Common Stock |
2,021 |
$ 3.74 |
D |
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| Employee Stock Option (right to buy) |
(4) |
02/03/2032 |
Common Stock |
100,000 |
$ 2.72 |
D |
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| Employee Stock Option (right to buy) |
(5) |
04/08/2032 |
Common Stock |
10,000 |
$ 3.22 |
D |
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| Employee Stock Option (right to buy) |
(6) |
02/23/2033 |
Common Stock |
175,000 |
$ 2.5 |
D |
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| Employee Stock Option (right to buy) |
(7) |
02/22/2034 |
Common Stock |
168,750 |
$ 3.68 |
D |
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| Employee Stock Option (right to buy) |
(8) |
07/30/2034 |
Common Stock |
315,000 |
$ 1.05 |
D |
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*
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Represents a restricted stock unit (RSU) award. One-third (1/3) of the total number of RSUs shall vest on February 22, 2025 and one-third (1/3) of the remaining RSUs shall vest each year thereafter on anniversary of the vesting commencement date, subject to the Reporting Person's continuous service through such vesting date.
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(2)
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25% of the shares subject to the Stock Option vested and became exercisable on August 2, 2022 and the remaining shares vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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(3)
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Fully vested and exercisable.
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(4)
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25% of the shares subject to the Stock Option vested and became exercisable on February 3, 2023 and the remaining shares vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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(5)
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25% of the shares subject to the Stock Option vested and became exercisable on April 8, 2023 and the remaining shares vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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(6)
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25% of the shares subject to the Stock Option vested and became exercisable on February 23, 2024 and the remaining shares vested or will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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(7)
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25% of the shares subject to the Stock Option will vest and become exercisable on February 22, 2025 and the remaining shares will vest in 36 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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(8)
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50% of the shares subject to the Stock Option will vest and become exercisable on July 30, 2025 and the remaining shares will vest in 24 equal monthly installments thereafter, subject to the Reporting Person's continued services through such date.
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