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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| NOVA DANIEL J 300 CADWELL SPRINGFIELD, MA 01104 |
Trustee | |||
| /s/ Kerry J. Tomasevich, attorney-in-fact for Mr. Nova | 09/09/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares owned indirectly on June 1, 2023, by a family limited liability company ("Family LLC"), of which the Reporting Person is a manager. These shares were held in a discretionary brokerage account in which trades were made without the Reporting Person's knowledge and were inadvertently omitted from the Reporting Person's Form 3 filed on June 9, 2023, and from subsequent Section 16 filings. |
| (2) | Shares owned indirectly on June 1, 2023, by the Daniel Nova Irrevocable Trust ("Daniel Nova Trust"), of which the Reporting Person is the grantor and the Reporting Person's spouse is a beneficiary. These shares were held in a discretionary brokerage account in which trades were made without the Reporting Person's knowledge and were inadvertently omitted from the Reporting Person's Form 3 filed on June 9, 2023, and from subsequent Section 16 filings. |
| (3) | Shares owned indirectly on June 1, 2023, by the Annette Nova Irrevocable Trust ("Annette Nova Trust"), of which the Reporting Person's spouse is the grantor and the Reporting Person is a beneficiary. These shares were held in a discretionary brokerage account in which trades were made without the Reporting Person's knowledge and were inadvertently omitted from the Reporting Person's Form 3 filed on June 9, 2023, and from subsequent Section 16 filings. |
| (4) | This transaction was conducted in a discretionary brokerage account in which trades were made without the Reporting Person's knowledge. This line item does not represent a current transaction. |
| Remarks: The Reporting Person realized short-swing profits of $4,326 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases and sales of the Issuer's common shares reported herein. The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions. |
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