|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
|
||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Wardlow Graham LUXFER HOLDINGS PLC LUMNS LANE MANCHESTER, X0 M27 8LN |
See Remarks | |||
| /s/ Megan E. Glise under Power of Attorney for Graham Wardlow | 08/30/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The transaction reported on this Form 4 represents an open market sale executed in a single transaction. |
| (2) | The above figure includes (a) 201 Ordinary Shares, including those accrued related to dividend reinvestment rights, acquired pursuant to the Luxfer Holdings PLC Share Incentive Plan for the purchase period of January 1, 2024 - May 31, 2024; and (ii) 531 Ordinary Shares acquired since the Reporting Person's last reportable transaction pursuant to the automatic dividend reinvestment feature of the Luxfer Holdings PLC Long-Term Umbrella Incentive Plan. |
| (3) | Following the transaction reported on this Form 4, the Reporting Person owned 36,528 Ordinary Shares, including those Ordinary Shares held by the Reporting Person's spouse in which the Reporting Person has a pecuniary interest. |
| Remarks: Managing Director, Luxfer MEL Technologies |
|