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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units (2) | 02/28/2025 | (3) | Common Stock, par value $0.01 per share | 32.2 | $ 0 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Botha Stephanie 1331 SPRING ST. NW SUITE 2500 ATLANTA, GA 30309 |
Chief Accounting Officer | |||
| /s/ Tina Carew, as Attorney in Fact | 08/12/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 139 shares subject to Restricted Stock Awards (RSAs). The RSAs were granted February 28, 2022. 68 RSAs vest on February 28, 2025 and 71 RSAs vest on February 28, 2026. The RSAs expire upon the employee's termination of employment. |
| (2) | Each Restricted Stock Unit represents a contingent right to receive one share of Common Stock of Invesco Mortgage Capital Inc. |
| (3) | The Restricted Stock Units were granted on February 28, 2021 and expire upon the employee's termination of employment. |
| Remarks: Exhibit 24: Power of Attorney. |
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