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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Non-Qualified Stock Option (Right to Buy) | (2) | 06/13/2032 | Common Stock | 2,199 | $ 118.27 | D | |
| Restricted Stock Units | (3) | (3) | Common Stock | 946.0133 (4) | $ (5) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Haddock Alex 5960 BERKSHIRE LN SUITE 900 DALLAS, TX 75220 |
Senior Vice President | |||
| /s/ Scott M. Wilson as Attorney-in-Fact for Alex Haddock | 08/07/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This number includes the following restricted shares: (a) 1,268 shares remaining from a grant awarded to the reporting person on 6/13/2022, the restrictions on which will lapse ratably on June 13 of 2025 and 2026; and (b) 800 shares remaining from a grant awarded to the reporting person on 5/23/2023, the restrictions on which will lapse ratably on March 31 of 2025 and 2026. |
| (2) | On June 13, 2022 the reporting person was granted an option to purchase up to 2,199 shares of Common Stock. Currently, 1,100 options are exercisable and the remaining options will vest ratably on June 13 of 2025 and 2026. |
| (3) | The restricted stock units vest ratably in three installments on May 24, 2025; on March 31, 2026; and on March 31, 2027. |
| (4) | Represents 945 restricted stock units awarded to the reporting person on May 24, 2024, plus accrued dividend equivalent restricted stock units accrued in connection with a cash dividend paid by Issuer on its Common Stock. |
| (5) | Each restricted stock unit represents a contingent right to receive one share of EXP common stock. |