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*
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Held in the Northrop Grumman Savings Plan (the "Plan"), a qualified defined contribution plan, as of July 1, 2024. Share totals with respect to the Plan are based upon unit accounting and therefore may reflect a change in units attributable to an individual though no acquisition or disposition occurred.
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(2)
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Each Restricted Stock Right ("RSR") represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
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(3)
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Total amount includes (i) 292 unvested RSRs granted under the Long-Term Incentive Stock Plan ("LTISP") on 2/15/2022 that will vest on 2/15/2025; (ii) 274 unvested RSRs granted under the LTISP on 2/16/2023 that will vest on 2/16/2026; (iii) 641 unvested RSRs granted under the LTISP on 11/1/2023 that will vest on 11/1/2026; and (iv) 1,008 unvested RSRs granted under the LTISP on 2/14/2024 that will vest on 2/14/2027. Grants awarded pursuant to Rule 16b-3(d).
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(4)
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Each Restricted Performance Stock Right ("RPSR") represents a contingent right to receive an equivalent number of shares of Issuer common stock, or, at the Issuer's election, cash or a combination of cash and Issuer common stock. The RPSRs vest if the applicable performance metric is satisfied for the relevant measurement period. Grants awarded pursuant to Rule 16b-3(d).
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(5)
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Total amount includes (i) 640 unvested RPSRs granted under the LTISP on 2/15/2022 with a measurement period ending on 12/31/2024; (ii) 639 unvested RPSRs granted under the LTISP on 2/16/2023 with a measurement period ending on 12/31/2025; (iii) 1,495 unvested RPSRs granted under the LTISP on 11/1/2023 with a measurement period ending on 12/31/2025; and (iv) 2,352 unvested RPSRs granted under the LTISP on 2/14/2024 with a measurement period ending on 12/31/2026. Grants awarded pursuant to Rule 16b-3(d).
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