1. Title of Derivative Security (Instr. 4)
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2. Date Exercisable and Expiration Date (Month/Day/Year)
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3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)
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6. Nature of Indirect Beneficial Ownership (Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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| Stock Option (Right to Buy) |
07/28/2015(3) |
07/28/2024 |
Ordinary Shares |
492 |
$ 62.76 |
D |
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| Stock Option (Right to Buy) |
01/27/2016(3) |
01/27/2025 |
Ordinary Shares |
1,337 |
$ 74.84 |
D |
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| Stock Option (Right to Buy) |
08/03/2016(3) |
08/03/2025 |
Ordinary Shares |
1,283 |
$ 78 |
D |
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| Stock Option (Right to Buy) |
08/01/2017(3) |
08/01/2026 |
Ordinary Shares |
1,704 |
$ 88.06 |
D |
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| Stock Option (Right to Buy) |
07/31/2018(3) |
07/31/2027 |
Ordinary Shares |
1,787 |
$ 83.97 |
D |
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| Stock Option (Right to Buy) |
07/30/2019(3) |
07/30/2028 |
Ordinary Shares |
2,542 |
$ 89.08 |
D |
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| Stock Option (Right to Buy) |
10/29/2019(3) |
10/29/2028 |
Ordinary Shares |
191 |
$ 89.45 |
D |
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| Stock Option (Right to Buy) |
07/29/2020(3) |
07/29/2029 |
Ordinary Shares |
5,330 |
$ 103.26 |
D |
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| Stock Option (Right to Buy) |
08/03/2021(3) |
08/03/2030 |
Ordinary Shares |
7,652 |
$ 97.33 |
D |
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| Stock Option (Right to Buy) |
08/02/2022(3) |
08/02/2031 |
Ordinary Shares |
6,944 |
$ 131.26 |
D |
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| Stock Option (Right to Buy) |
08/01/2023(3) |
08/01/2031 |
Ordinary Shares |
9,908 |
$ 93.08 |
D |
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| Stock Option (Right to Buy) |
07/31/2024(3) |
07/31/2033 |
Ordinary Shares |
24,525 |
$ 87.76 |
D |
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| Performance Share Unit |
(4) |
(4) |
Ordinary Shares |
677 (5) |
$ (6) |
D |
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| Performance Share Unit |
(7) |
(7) |
Ordinary Shares |
2,828 (8) |
$ (6) |
D |
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| Performance Share Unit |
(9) |
(9) |
Ordinary Shares |
8,449 (10) |
$ (6) |
D |
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*
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Includes 1,196 shares purchased pursuant to the Employee Stock Purchase Plan.
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(2)
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Includes 745 restricted stock units that vest on August 2, 2024; 104 restricted stock units that vest on May 2, 2025; 1,140 restricted stock units that vest on August 1, 2025; 104 restricted stock units that vest on May 2, 2026; and 3,380 restricted stock units that vest on July 31, 2026.
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(3)
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These options became exercisable at the rate of 25% of the shares granted per year beginning on the first anniversary of grant.
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(4)
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The performance share units vest on August 2, 2024.
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(5)
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The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 677 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares.
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(6)
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Each performance share unit represents a contingent right to receive one share of Medtronic common stock.
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(7)
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The performance share units vest on August 1, 2025.
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(8)
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The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 2,828 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares.
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(9)
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The performance share units vest on July 31, 2026.
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(10)
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The number of shares to be issued in connection with the performance share units ("PSUs") will vary depending on the level of certain performance metrics achieved over a three (3) year performance period. If target performance metrics are achieved, 8,449 shares will be issued. If minimum performance metrics are not met, such PSUs may vest at 0 shares.
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