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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | 04/12/2024 | A | 73.2985 (3) | (3) | (3) | Common Stock | 73.2985 | (3) | 10,601.2985 | D | ||||
| Restricted Stock Units | (2) | 04/12/2024 | A | 509.9328 (4) | (4) | (4) | Common Stock | 509.9328 | (4) | 71,476.5736 | D | ||||
| Restricted Stock Units | (2) | 04/12/2024 | A | 694.4179 (5) | (5) | (5) | Common Stock | 694.4179 | (5) | 94,485.377 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Gold Gerri C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING, TX 77389 |
EVP, Pres & CEO Financial Serv | |||
| Ki Hoon Kim as Attorney-in-Fact for Gerri A Gold | 06/18/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price in Column 4 is a weighted average price. The prices actually paid ranged from $21.60 to $21.80. Upon request, the reporting person will provide to the Issuer, any securityholder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| (3) | As previously reported, on 12/09/21, the reporting person was granted 30,884 restricted stock units ("RSUs"), 11,240 of which vested on 12/09/22, 9,822 of which vested on 12/09/23, and 9,822 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 73.2985 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| (4) | As previously reported, on 12/08/22, the reporting person was granted 107,428 RSUs, 35,809 of which vested on 12/08/23, 34,165 of which will vest on 12/08/24, and 34,166 of which will vest on12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 509.9328 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| (5) | As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| Remarks: The reported transaction occurred pursuant to a trading plan adopted on 03/11/24. |
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