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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $ 14.67 | 06/11/2024 | M | 30,686 | 12/07/2017(2) | 12/07/2024(3) | Common Stock | 30,686 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (4) | 01/11/2024 | A | 250.3927 (5) | (5) | (5) | Common Stock | 250.3927 | (5) | 17,519.3927 | D | ||||
| Restricted Stock Units | (4) | 01/11/2024 | A | 1,449.9518 (6) | (6) | (6) | Common Stock | 1,449.9518 | (6) | 98,328.9518 | D | ||||
| Restricted Stock Units | (4) | 01/11/2024 | A | 1,433.377 (7) | (7) | (7) | Common Stock | 1,433.377 | (7) | 94,485.377 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Karros Kirt P C/O HEWLETT PACKARD ENTERPRISE COMPANY 1701 E MOSSY OAKS ROAD SPRING, TX 77389 |
SVP, Treasurer and FP&A | |||
| Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros | 06/13/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The price in Column 4 is a weighted average price. The prices actually paid ranged from $20.385 to $20.645. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| (2) | This option became exercisable beginning on this date and is fully vested. |
| (3) | This option is no longer exercisable beginning on this date. |
| (4) | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| (5) | As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 129.0867 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 121.3060 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| (6) | As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 747.5040 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 702.4478 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| (7) | As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which will vest on each of 12/07/24 and 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 738.9591 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 694.4179 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| Remarks: The sales reported on this Form 4 were pursuant to a Rule 10b5-1 plan adopted by the reporting person on 03/12/24. |
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