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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (2) | 05/31/2024 | C(1) | 100,000 | (2) | (2) | Class A Common Stock | 100,000 | $ 0 (2) | 13,302,211 | D | ||||
| Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | (2) | 147,606 | I | See Note (5) | |||||||
| Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | (2) | 64,919 | I | See Note (6) | |||||||
| Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | (2) | 6,832,130 | I | See Note (7) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Haas Bradley J. C/O ARGONAUT SECURITIES COMPANY 1155 BATTERY STREET SAN FRANCISCO, CA 94111 |
X | |||
| /s/ Patrick R. McCabe as Attoney-in-fact for Bradley J. Haas | 06/03/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents the conversion of Class B Common Stock into Class A Common Stock. |
| (2) | Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. |
| (3) | Shares disposed of pursuant to a previously established Rule 10b5-1 plan. |
| (4) | The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.0000 to $24.2350 per share. Mr. Haas undertakes to provide to the Issuer, any security holder of the Issue, or the staff of the Securities and Exchange Commission on request, full information regarding the number of shares sold at each separate price within this range. |
| (5) | Shares held in custodial accounts for the benefit of others. Mr. Haas is the custodian and has sole voting and investment power over the accounts. He disclaims benefical ownership of these shares. |
| (6) | Shares held by Mr. Haas' spouse. He disclaims beneficial ownership of these shares. |
| (7) | Shares held in trusts of which Mr. Haas is the trustee. |