false
0001692427
0001692427
2024-05-23
2024-05-23
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 23, 2024
Date of Report (Date of earliest event reported)
NCS Multistage Holdings, Inc.
(Exact name of Registrant as specified in its charter)
Delaware 001-38071 46-1527455
(State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification Number)
19350 State Highway 249, Suite 600
Houston
,
Texas
77070
(Address of principal executive offices) (Zip code)
(
281
)
453-2222
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of
the following provisions:
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock NCSM Nasdaq
, $0.01 par value Capital Market
Indicate by check mark whether the registrant is an emerging growth company as
defined in Rule 405 of the Securities Act of 1933 ((s)230.405 of this chapter)
or Rule 12b-2 of the Securities Exchange Act of 1934 ((s)240.12b-2 of this
chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has
elected not to use the extended transition period for complying with any new
or revised financial accounting standards provided pursuant to Section 13(a)
of the Exchange Act.
-------------------------------------------------------------------------------
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 23, 2024, NCS Multistage Holdings, Inc. (the "
Company
") held its 2024 Annual Meeting of Stockholders (the "
Annual Meeting
"). Three items of business were acted upon by stockholders at the Annual
Meeting: (1) the election of three Class I Directors nominated by the Board of
Directors to serve until the 2027 Annual Meeting of Stockholders and until
their respective successors have been duly elected and qualified, (2)
ratification of the appointment of Grant Thornton LLP as the Company's
independent registered public accounting firm for the year ending December 31,
2024, and (3) approve, on an advisory basis, the compensation of the Company's
named executive officers. Total votes eligible to be cast at the Annual
Meeting as of the April 1, 2024 record date were 2,485,708, of which 2,125,956
votes were cast in person or by proxy, consisting of approximately 85.5% of
the total eligible votes to be cast.
The voting results are as follows:
Proposal 1 - Election of Directors
Broker
Names For Withheld Non-Votes
Michael McShane 1,708,334 201,976 215,646
Gurinder Grewal 1,750,484 159,826 215,646
Valerie Mitchell 1,750,314 159,996 215,646
Proposal 2 - Ratification of Appointment of Independent Registered Public
Accounting Firm
2,086,380
For
35,490
Against
4,086
Abstentions
Broker Non-Votes -
Proposal 3 - Approve, on an advisory basis, the compensation of named
executive officers
1,872,896
For
30,037
Against
7,377
Abstentions
215,646
Broker Non-Votes
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: May 24, 2024 NCS
Multistage
Holdings,
Inc.
By: /s/ Mike Morrison
Mike Morrison
Chief Financial Officer and Treasurer
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