UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________
FORM SD
Specialized Disclosure Report
___________________________
AGCO CORPORATION
A Delaware Corporation
IRS Employer Identification No. 58-1960019
SEC File Number 1-12930
4205 River Green Parkway
Duluth, GA 30096
(770) 813-9200
Check the appropriate box to indicate the rule pursuant to which this form is
being filed, and provide the period to which the information in this form
applies:
y
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the
reporting period from January 1 to December 31, 2023.
Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal
year ended ________.
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Section 1 - Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
AGCO Corporation (the "Company") has filed a Conflict Minerals Report, which
is attached as an exhibit in Item 2.01 and is also publicly available on the
Company's website (
www.agcocorp.com
) under the heading "SEC Filings" in the "Investors" section.
Item 1.02 Exhibit
The Company has filed a Conflict Minerals Report as Exhibit 1.01 to this Form
SD.
Section 2 - Exhibits
Item 2.01 Exhibits
Exhibit No. Description
1.01 Conflict Minerals Report
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
AGCO Corporation
By: /s/ Damon Audia
Damon Audia
Senior Vice President and Chief Financial Officer
Dated: May 24, 2024
Exhibit 1.01
AGCO Corporation
Conflict Minerals Report
For the Calendar Year Ended December 31, 2023
I. Introduction
AGCO Corporation (the "Company") manufactures and sells products that contain
Conflict Minerals. (Capitalized terms that are used but not defined in this
Report have the meanings given to them in Form SD.) Due to the depth of the
supply chain, the Company is far removed from the sources of ore from which
these conflict minerals are produced and the smelters/refiners that process
those ores. The efforts undertaken to identify the countries of origin of
those ores reflect our circumstances and position in the supply chain. The
amount of information globally on the traceability and sourcing of these ores
is limited at this time; this situation is not unique to the Company.
The Company supports the initiatives embodied in Section 1502 of the
Dodd-Frank Wall Street Reform and Consumer Protection Act and the related SEC
rule designed to limit the flow of funds to armed groups in the Democratic
Republic of the Congo and adjoining countries from the production of conflict
minerals, and it is the Company's policy to promote responsible sourcing.
The Company developed and published its Conflict Minerals Policy, which is
available on the Company's website at
http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Po
licy_092013.pdf
.
During 2023 the Company identified its suppliers that had the potential to
sell to the Company products that contain conflict minerals and asked these
suppliers to identify, using a website established by the Company, the sources
of the conflict minerals and products containing conflict minerals that they
supply to the Company. The responses were reviewed by the Company for
completeness and consistency of answers. The Company requested suppliers to
provide corrections and clarifications to their submissions where needed.
II. Due Diligence Program Design
The Company designed its overall conflict minerals procedures in conformity
with the five step framework contained in the
OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from
Conflict-Affected and High-Risk Areas, Third Edition
, and the supplements on tin, tantalum, tungsten and gold. The principal
features responding to each of the five steps are outlined below:
1 Establish strong company management systems. The Company did this by:
.
Creating an internal policy governing our Conflict Minerals Compliance Program;
.
Publishing its Conflict Minerals Policy at
http://www.agcocorp.com/content/dam/agcocorp/Suppliers/AGCO_Conflict_Minerals_Po
licy_092013.pdf
;
.
Engaging with the Company's global direct material and spare parts supply base
to ensure awareness and motivate action as it relates to Section 1502;
.
Utilizing the Conflict Minerals Reporting Template developed by the
Responsible Minerals Initiative to identify smelters and refiners in the
supply chain;
.
Reporting to senior management on (a) suppliers' responses to the Company's
inquiries, and (b) supply chain risk;
.
As of May 2024, we have an active membership in the Responsible Minerals
Initiative, an industry initiative that audits smelters' and refiners' due
diligence activities;
.
Including conflict minerals expectations in our supplier code of conduct;
.
Having a cross-functional conflict minerals executive steering committee, with
representatives from finance, legal, and purchasing functions to provide
oversight to the Company's Conflict Minerals Compliance Program;
.
Making available an Ethics Hotline for employees, suppliers, or other
interested party to report violations or questions related to conflict
minerals at AGCO.
-------------------------------------------------------------------------------
2 Identify and assess risk in the supply chain. The Company did this either
independently or by engaging a third party service company to:
.
Survey suppliers of products that the Company identified that had the
potential to contain conflict minerals;
.
Review internally-approved criteria to identify errors, omissions, and missed
expectations on supplier Conflict Minerals Reporting Template submissions;
.
Conduct additional procedures, including e-mail communication and personal
contact with top-spend suppliers which did not respond to our outreach and
suppliers with high risk smelters in their supply chains; while we recognize
that we will not receive submissions from every supplier, our goal remains to
increase the response rate received each year;
.
Encourage our supply base to perform smelter outreach to encourage
participation and certification in the Conflict-Free Smelter program;
.
Evaluate smelter information provided by the supply chain.
3 Design and implement a strategy to respond to identified risks. The Company
did this by:
.
Reporting to senior management on (a) suppliers' responses to the Company's
inquiries, and (b) supply chain risk;
.
Providing an annual update to the Audit Committee of the Company's Board of
Directors;
.
Following up and informing suppliers of improvements to be made in conflict
minerals submissions, including providing information on smelter certification
status and requesting direct smelter outreach for reported alleged smelters
not participating in a certification program;
.
Maintaining a Conflict Minerals Policy, and making the policy available to our
suppliers, which addresses that the Company has the right to `limit purchases
from the supplier to the extent practicable or seek alternative suppliers
where commercially feasible should a supplier be unwilling to adhere to the
Company's Conflict Minerals Policy.
4 Carry out independent third-party audit of supply chain due diligence at
identified points in the supply chain. The Company did this by:
.
Participating in various industry groups to promote conflict minerals
disclosure and best practice to manage conflict mineral processes.
5 Report on supply chain due diligence. The Company did this by:
.
Filing an annual Form SD and Conflict Minerals Report with the Securities and
Exchange Commission and making that filing available on the Company's website.
III. Due Diligence Program Results
Attached as Schedule A is the list of facilities verified by the Responsible
Minerals Initiative that, based on the due diligence process described above,
were reported as being included in the Company's suppliers' supply chains,
during the Reporting Period. The majority of supplier responses provided data
to the Company at the supplier company level, rather than specifying the
smelters or refiners used in components supplied specifically to the Company.
IV. Risk Mitigation - Future Due Diligence Measures
In future years the Company expects to continue to make inquiries to its
suppliers, with its objective being to increase the response rate and
completeness of responses each year. The Company conducts periodic reviews of
strategic suppliers, and as part of those reviews has included questions
relating to conflict minerals sourcing. Moving forward, we plan to continue
membership and participation in Responsible Minerals Initiative activities in
order to collaborate with fellow filers and confirm best practice in the
conflict minerals space. Internal employees with regular supplier contact will
receive conflict minerals training to support future supplier responses.
V. Product Description
The products subject to the disclosure are tractors, combines, hay tools,
sprayers, forage equipment, grain storage and protein production systems,
seeding and tillage implements and replacement parts.
-------------------------------------------------------------------------------
VI. Independent Private Sector Audit
Not required for calendar year 2023.
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Schedule A
Metal Smelter: Smelter Name Country Mines Locations
Tantalum 5D Production OU Estonia Unknown
Gold 8853 S.p.A. Italy Excludes Covered
Countries and CAHRA
Tungsten A.L.M.T. Corp. Japan Includes Covered Countries
Gold ABC Refinery Pty Ltd. Australia Unknown
Gold Abington Reldan Metals, LLC United States of America Excludes Covered
Countries and CAHRA
Tungsten ACL Metais Eireli Brazil Includes CAHRA
Gold Advanced Chemical Company United States of America Includes CAHRA
Gold African Gold Refinery Uganda Includes Covered Countries
Gold Agosi AG Germany Excludes Covered
Countries and CAHRA
Gold Aida Chemical Japan Excludes Covered
Industries Co., Ltd. Countries and CAHRA
Gold Al Etihad Gold Refinery DMCC United Arab Emirates Excludes Covered
Countries and CAHRA
Tungsten Albasteel Industria e Comercio Brazil Includes Covered Countries
de Ligas Para Fundicao Ltd.
Gold Albino Mountinho Lda. Portugal Unknown
Gold Alexy Metals United States of America Recycled/Scrap Only
Gold Almalyk Mining and Uzbekistan Includes Covered Countries
Metallurgical Complex (AMMC)
Tin Alpha United States of America Includes CAHRA
Tantalum AMG Brasil Brazil Includes Covered Countries
Tin An Vinh Joint Stock Mineral Viet Nam Excludes Covered
Processing Company Countries and CAHRA
Gold AngloGold Ashanti Corrego Brazil Includes Covered Countries
do Sitio Mineracao
Gold Argor-Heraeus S.A. Switzerland Excludes Covered
Countries and CAHRA
Tungsten Artek LLC Russian Federation Recycled/Scrap Only
Gold Asahi Pretec Corp. Japan Excludes Covered
Countries and CAHRA
Gold Asahi Refining Canada Ltd. Canada Excludes Covered
Countries and CAHRA
Gold Asahi Refining USA Inc. United States Of America Includes Covered Countries
Gold Asaka Riken Co., Ltd. Japan Excludes Covered
Countries and CAHRA
Tungsten Asia Tungsten Viet Nam Includes Covered Countries
Products Vietnam Ltd.
Gold Atasay Kuyumculuk Turkey Excludes Covered
Sanayi Ve Ticaret A.S. Countries and CAHRA
Gold AU Traders and Refiners South Africa Includes Covered Countries
Gold Augmont Enterprises India Excludes Covered
Private Limited Countries and CAHRA
Gold Aurubis AG Germany Excludes Covered
Countries and CAHRA
Tin Aurubis Beerse Belgium Includes Covered Countries
-------------------------------------------------------------------------------
Tin Aurubis Berango Spain Includes CAHRA
Gold Bangalore Refinery India Excludes Covered
Countries and CAHRA
Gold Bangko Sentral ng Pilipinas Philippines Excludes Covered
(Central Bank of the Philippines) Countries and CAHRA
Gold Boliden AB Sweden Excludes Covered
Countries and CAHRA
Gold C. Hafner GmbH + Co. KG Germany Excludes Covered
Countries and CAHRA
Gold Caridad Mexico Excludes Covered
Countries and CAHRA
Gold CCR Refinery - Glencore Canada Includes Covered Countries
Canada Corporation
Gold Cendres + Metaux S.A. Switzerland Excludes Covered
Countries and CAHRA
Gold CGR Metalloys Pvt Ltd. India Excludes Covered
Countries and CAHRA
Tin Chenzhou Yunxiang Mining China Includes CAHRA
and Metallurgy Co., Ltd.
Tin Chifeng Dajingzi Tin China Includes CAHRA
Industry Co., Ltd.
Gold Chimet S.p.A. Italy Excludes Covered
Countries and CAHRA
Tungsten China Molybdenum China Excludes Covered
Tungsten Co., Ltd. Countries and CAHRA
Tin China Tin Group Co., Ltd. China Includes CAHRA
Tungsten Chongyi Zhangyuan China Includes Covered Countries
Tungsten Co., Ltd.
Gold Chugai Mining Japan Excludes Covered
Countries and CAHRA
Tungsten CNMC (Guangxi) PGMA Co., Ltd. China Excludes Covered
Countries and CAHRA
Gold Coimpa Industrial LTDA Brazil Unknown
Tin CRM Fundicao De Metais E Comercio De Brazil Excludes Covered
Equipamentos Eletronicos Do Brasil Ltda Countries and CAHRA
Tin CRM Synergies Spain Recycled/Scrap Only
Tungsten Cronimet Brasil Ltda Brazil Excludes Covered
Countries and CAHRA
Tin CV Ayi Jaya Indonesia Includes CAHRA
Tin CV Venus Inti Perkasa Indonesia Excludes Covered
Countries and CAHRA
Tantalum D Block Metals, LLC United States Of America Includes CAHRA
Gold Daye Non-Ferrous China Excludes Covered
Metals Mining Ltd. Countries and CAHRA
Gold Degussa Sonne / Mond Germany Excludes Covered
Goldhandel GmbH Countries and CAHRA
Gold Dijllah Gold Refinery FZC United Arab Emirates Excludes Covered
Countries and CAHRA
Tin Dongguan CiEXPO Environmental China Excludes Covered
Engineering Co., Ltd. Countries and CAHRA
Tungsten DONGKUK INDUSTRIES CO., LTD. Korea, Republic of Unknown
Gold Dongwu Gold Group China Unknown
Gold Dowa Japan Excludes Covered
Countries and CAHRA
-------------------------------------------------------------------------------
Tin Dowa Japan Excludes Covered
Countries and CAHRA
Tin DS Myanmar Myanmar Unknown
Gold DSC (Do Sung Corporation) Korea, Republic of Excludes Covered
Countries and CAHRA
Gold Eco-System Recycling Japan Excludes Covered
Co., Ltd. East Plant Countries and CAHRA
Gold Eco-System Recycling Japan Excludes Covered
Co., Ltd. North Plant Countries and CAHRA
Gold Eco-System Recycling Japan Excludes Covered
Co., Ltd. West Plant Countries and CAHRA
Tin Electro-Mechanical Facility of the Cao Bang Viet Nam Excludes Covered
Minerals & Metallurgy Joint Stock Company Countries and CAHRA
Tin EM Vinto Bolivia (Plurinational State Of) Includes CAHRA
Gold Emerald Jewel Industry India Unknown
India Limited (Unit 1)
Gold Emerald Jewel Industry India Unknown
India Limited (Unit 2)
Gold Emerald Jewel Industry India Unknown
India Limited (Unit 3)
Gold Emerald Jewel Industry India Unknown
India Limited (Unit 4)
Gold Emirates Gold DMCC United Arab Emirates Includes Covered Countries
Tin Estanho de Rondonia S.A. Brazil Excludes Covered
Countries and CAHRA
Tantalum F&X Electro-Materials Ltd. China Includes Covered Countries
Tin Fabrica Auricchio Industria Brazil Unknown
e Comercio Ltda.
Tin Fenix Metals Poland Includes CAHRA
Gold Fidelity Printers Zimbabwe Includes Covered Countries
and Refiners Ltd.
Tantalum FIR Metals & Resource Ltd. China Excludes Covered
Countries and CAHRA
Gold Fujairah Gold FZC United Arab Emirates Excludes Covered
Countries and CAHRA
Tungsten Fujian Xinlu Tungsten Co., Ltd. China Unknown
Tungsten Ganzhou Jiangwu China Includes Covered Countries
Ferrotungsten Co., Ltd.
Tungsten Ganzhou Seadragon China Includes CAHRA
W & Mo Co., Ltd.
Tin Gejiu City Fuxiang Industry China Excludes Covered
and Trade Co., Ltd. Countries and CAHRA
Tin Gejiu Kai Meng China Excludes Covered
Industry and Trade LLC Countries and CAHRA
Tin Gejiu Non-Ferrous Metal China Includes CAHRA
Processing Co., Ltd.
Tin Gejiu Yunxin Nonferrous China Excludes Covered
Electrolysis Co., Ltd. Countries and CAHRA
Tin Gejiu Zili Mining And China Includes Covered Countries
Metallurgy Co., Ltd.
Gold GG Refinery Ltd. Unknown
Gold GGC Gujrat Gold Centre Pvt. Ltd. India Includes CAHRA
Tantalum Global Advanced Metals Aizu Japan Includes Covered Countries
Tantalum Global Advanced Metals Boyertown United States of America Includes Covered Countries
-------------------------------------------------------------------------------
Tungsten Global Tungsten & Powders LLC United States of America Includes Covered Countries
Gold Gold by Gold Colombia Colombia Unknown
Gold Gold Coast Refinery Ghana Excludes Covered
Countries and CAHRA
Gold Gold Refinery of Zijin China Excludes Covered
Mining Group Co., Ltd. Countries and CAHRA
Gold Great Wall Precious China Excludes Covered
Metals Co., Ltd. of CBPM Countries and CAHRA
Tin Guangdong Hanhe Non-Ferrous China Includes CAHRA
Metal Co., Ltd.
Gold Guangdong Jinding Gold Limited China Excludes Covered
Countries and CAHRA
Tantalum Guangdong Rising Rare Excludes Covered
Metals-EO Materials Ltd. Countries and CAHRA
Tungsten Guangdong Xianglu China Includes CAHRA
Tungsten Co., Ltd.
Gold Guoda Safina High-Tech China Excludes Covered
Environmental Refinery Co., Ltd. Countries and CAHRA
Tungsten H.C. Starck Tungsten GmbH Germany Includes Covered Countries
Gold Hangzhou Fuchunjiang China Excludes Covered
Smelting Co., Ltd. Countries and CAHRA
Tungsten HANNAE FOR T Co., Ltd. Korea, Republic Of Unknown
Gold Heimerle + Meule GmbH Germany Includes Covered Countries
Tantalum Hengyang King Xing Lifeng China Excludes Covered
New Materials Co., Ltd. Countries and CAHRA
Gold Heraeus Germany GmbH Co. KG Germany Excludes Covered
Countries and CAHRA
Gold Heraeus Metals Hong Kong Ltd. China Excludes Covered
Countries and CAHRA
Tungsten Hubei Green Tungsten Co., Ltd. China Excludes Covered
Countries and CAHRA
Tin HuiChang Hill Tin Excludes Covered
Industry Co., Ltd. Countries and CAHRA
Gold Hunan Chenzhou Mining Co., Ltd. China Excludes Covered
Countries and CAHRA
Tungsten Hunan Chenzhou Mining Co., Ltd. China Includes CAHRA
Gold Hunan Guiyang yinxing China Includes Covered Countries
Nonferrous Smelting Co., Ltd.
Tungsten Hunan Jintai New China Excludes Covered
Material Co., Ltd. Countries and CAHRA
Tungsten Hunan Shizhuyuan Nonferrous Metals Co., China Includes CAHRA
Ltd. Chenzhou Tungsten Products Branch
Gold HwaSeong CJ CO., LTD. Korea, Republic of Excludes Covered
Countries and CAHRA
Tungsten Hydrometallurg, JSC Russian Federation Includes Covered Countries
Gold Industrial Refining Company Belgium Excludes Covered
Countries and CAHRA
Gold Inner Mongolia Qiankun Gold and China Includes CAHRA
Silver Refinery Share Co., Ltd.
Gold International Precious United Arab Emirates Excludes Covered
Metal Refiners Countries and CAHRA
Gold Ishifuku Metal Industry Co., Ltd. Japan Excludes Covered
Countries and CAHRA
Gold Istanbul Gold Refinery Turkey Includes Covered Countries
-------------------------------------------------------------------------------
Gold Italpreziosi Italy Excludes Covered
Countries and CAHRA
Gold JALAN & Company India Excludes Covered
Countries and CAHRA
Gold Japan Mint Japan Excludes Covered
Countries and CAHRA
Tungsten Japan New Metals Co., Ltd. Japan Includes CAHRA
Tungsten Jiangwu H.C. Starck China Includes Covered Countries
Tungsten Products Co., Ltd.
Gold Jiangxi Copper Co., Ltd. China Excludes Covered
Countries and CAHRA
Tantalum Jiangxi Dinghai Tantalum China Excludes Covered
& Niobium Co., Ltd. Countries and CAHRA
Tungsten Jiangxi Gan Bei China Includes CAHRA
Tungsten Co., Ltd.
Tungsten Jiangxi Minmetals Gao'an China Excludes Covered
Non-ferrous Metals Co., Ltd. Countries and CAHRA
Tin Jiangxi New Nanshan China Includes CAHRA
Technology Ltd.
Tungsten Jiangxi Tonggu Non-ferrous China Includes CAHRA
Metallurgical & Chemical Co., Ltd.
Tantalum Jiangxi Tuohong New Raw Material China Excludes Covered
Countries and CAHRA
Tungsten Jiangxi Xinsheng Tungsten China Includes Covered Countries
Industry Co., Ltd.
Tungsten Jiangxi Yaosheng China Excludes Covered
Tungsten Co., Ltd. Countries and CAHRA
Tantalum JiuJiang JinXin Nonferrous China Includes Covered Countries
Metals Co., Ltd.
Tantalum Jiujiang Tanbre Co., Ltd. China Includes Covered Countries
Tantalum Jiujiang Zhongao Tantalum China Excludes Covered
& Niobium Co., Ltd. Countries and CAHRA
Tungsten JSC "Kirovgrad Hard Alloys Plant" Russian Federation Excludes Covered
Countries and CAHRA
Gold JSC Ekaterinburg Non-Ferrous Russian Federation Excludes Covered
Metal Processing Plant Countries and CAHRA
Gold JSC Novosibirsk Refinery Russian Federation Excludes Covered
Countries and CAHRA
Gold JSC Uralelectromed Russian Federation Excludes Covered
Countries and CAHRA
Gold JX Nippon Mining & Japan Excludes Covered
Metals Co., Ltd. Countries and CAHRA
Gold K.A. Rasmussen Norway Includes Covered Countries
Gold Kaloti Precious Metals United Arab Emirates Excludes Covered
Countries and CAHRA
Gold Kazakhmys Smelting LLC Kazakhstan Excludes Covered
Countries and CAHRA
Gold Kazzinc Kazakhstan Excludes Covered
Countries and CAHRA
Tantalum KEMET de Mexico Mexico Includes Covered Countries
Tungsten Kenee Mining Corporation Vietnam Unknown
Tungsten Kennametal Fallon United States of America Includes Covered Countries
Tungsten Kennametal Huntsville United States of America Includes CAHRA
-------------------------------------------------------------------------------
Gold Kennecott Utah Copper LLC United States of America Excludes Covered Countries and CAHRA
Gold KGHM Polska Miedz Spolka Akcyjna Poland Excludes Covered Countries and CAHRA
Gold Kojima Chemicals Co., Ltd. Japan Excludes Covered Countries and CAHRA
Gold Korea Zinc Co., Ltd. Korea, Republic of Excludes Covered Countries and CAHRA
Gold Kundan Care Products Ltd. India Includes Covered Countries
Gold Kyrgyzaltyn JSC Kyrgyzstan Excludes Covered Countries and CAHRA
Gold Kyshtym Copper-Electrolytic Plant ZAO Russian Federation Excludes Covered Countries and CAHRA
Gold L'azurde Company For Jewelry Saudi Arabia Excludes Covered Countries and CAHRA
Tungsten Lianyou Metals Co., Ltd. Taiwan, Province Of China Excludes Covered Countries and CAHRA
Tungsten Lianyou Resources Co., Ltd. Taiwan, Province Of China Unknown
Gold Lingbao Gold Co., Ltd. China Excludes Covered Countries and CAHRA
Gold Lingbao Jinyuan Tonghui Refinery Co., Ltd. China Excludes Covered Countries and CAHRA
Tungsten LLC Vostok Russian Federation Unknown
Gold L'Orfebre S.A. Andorra Includes Covered Countries
Gold LS-NIKKO Copper Inc. Korea, Republic of Excludes Covered Countries and CAHRA
Gold LT Metal Ltd. Korea, Republic of Excludes Covered Countries and CAHRA
Tin Luna Smelter, Ltd. Rwanda Includes Covered Countries
Gold Luoyang Zijin Yinhui Gold Refinery Co., Ltd. China Excludes Covered Countries and CAHRA
Tin Ma'anshan Weitai Tin Co., Ltd. Excludes Covered Countries and CAHRA
Tin Magnu's Minerais Metais e Ligas Ltda. Brazil Includes CAHRA
Tin Malaysia Smelting Corporation (MSC) Malaysia Includes Covered Countries
Tin Malaysia Smelting Corporation Berhad (Port Klang) Unknown
Tungsten Malipo Haiyu Tungsten Co., Ltd. China Includes CAHRA
Gold Marsam Metals Brazil Includes CAHRA
Tungsten Masan High-Tech Materials Viet Nam Includes CAHRA
Gold Materion United States of America Excludes Covered Countries and CAHRA
Tantalum Materion Newton Inc. United States of America Includes Covered Countries
Gold Matsuda Sangyo Co., Ltd. Japan Excludes Covered Countries and CAHRA
Gold MD Overseas India Recycled/Scrap Only
Tin Melt Metais e Ligas S.A. Brazil Includes CAHRA
Gold Metal Concentrators SA (Pty) Ltd. South Africa Excludes Covered Countries and CAHRA
Tin Metallic Resources, Inc. United States of America Includes CAHRA
-------------------------------------------------------------------------------
Gold Metallix Refining Inc. United States of America Unknown
Tantalum Metallurgical Products India Excludes Covered
India Pvt., Ltd. Countries and CAHRA
Gold Metalor Technologies China Includes Covered Countries
(Hong Kong) Ltd.
Gold Metalor Technologies Singapore Excludes Covered
(Singapore) Pte., Ltd. Countries and CAHRA
Gold Metalor Technologies China Excludes Covered
(Suzhou) Ltd. Countries and CAHRA
Gold Metalor Technologies S.A. Switzerland Includes Covered Countries
Gold Metalor USA Refining Corporation United States of America Excludes Covered
Countries and CAHRA
Gold Metalurgica Met-Mex Mexico Excludes Covered
Penoles S.A. De C.V. Countries and CAHRA
Tin Mineracao Taboca S.A. Brazil Excludes Covered
Countries and CAHRA
Tantalum Mineracao Taboca S.A. Brazil Includes Covered Countries
Tin Mining Minerals Resources SARL Congo, Democratic Republic Of The Unknown
Tin Minsur Peru Includes CAHRA
Tin Mitsubishi Materials Corporation Japan Excludes Covered
Countries and CAHRA
Gold Mitsubishi Materials Corporation Japan Includes Covered Countries
Gold Mitsui Mining and Japan Excludes Covered
Smelting Co., Ltd. Countries and CAHRA
Tantalum Mitsui Mining and Japan Includes Covered Countries
Smelting Co., Ltd.
Gold MKS PAMP SA Switzerland Includes Covered Countries
Gold MMTC-PAMP India Pvt., Ltd. India Includes Covered Countries
Gold Modeltech Sdn Bhd Malaysia Excludes Covered
Countries and CAHRA
Tin Modeltech Sdn Bhd Malaysia Excludes Covered
Countries and CAHRA
Tungsten Moliren Ltd. Russian Federation Excludes Covered
Countries and CAHRA
Gold Morris and Watson New Zealand Excludes Covered
Countries and CAHRA
Gold Moscow Special Alloys Russian Federation Excludes Covered
Processing Plant Countries and CAHRA
Gold Nadir Metal Rafineri Turkey Excludes Covered
San. Ve Tic. A.S. Countries and CAHRA
Tungsten Nam Viet Cromit China Unknown
Joint Stock Company
Gold Navoi Mining and Uzbekistan Excludes Covered
Metallurgical Combinat Countries and CAHRA
Tin Nghe Tinh Non-Ferrous Viet Nam Includes Covered Countries
Metals Joint Stock Company
Gold NH Recytech Company Korea, Republic of Excludes Covered
Countries and CAHRA
Tungsten Niagara Refining LLC United States of America Includes CAHRA
Gold Nihon Material Co., Ltd. Japan Includes Covered Countries
Tantalum Ningxia Orient Tantalum China Includes Covered Countries
Industry Co., Ltd.
Tin Novosibirsk Tin Combine Russian Federation Excludes Covered
Countries and CAHRA
-------------------------------------------------------------------------------
Tantalum NPM Silmet AS Estonia Excludes Covered
Countries and CAHRA
Tungsten NPP Tyazhmetprom LLC Russian Federation Excludes Covered
Countries and CAHRA
Tin O.M. Manufacturing Thailand Excludes Covered
(Thailand) Co., Ltd. Countries and CAHRA
Tin O.M. Manufacturing Philippines Excludes Covered
Philippines, Inc. Countries and CAHRA
Gold Ogussa Osterreichische Gold- Austria Excludes Covered
und Silber-Scheideanstalt GmbH Countries and CAHRA
Gold Ohura Precious Metal Japan Excludes Covered
Industry Co., Ltd. Countries and CAHRA
Gold OJSC "The Gulidov Krasnoyarsk Non-Ferrous Russian Federation Includes Covered Countries
Metals Plant" (OJSC Krastsvetmet)
Tungsten OOO "Technolom" 1 Russian Federation Unknown
Tungsten OOO "Technolom" 2 Russian Federation Unknown
Tin Operaciones Metalurgicas S.A. Bolivia (Plurinational State Of) Includes CAHRA
Gold Pease & Curren United States of America Includes CAHRA
Gold Penglai Penggang Gold China Excludes Covered
Industry Co., Ltd. Countries and CAHRA
Tungsten Philippine Chuangxin Philippines Excludes Covered
Industrial Co., Inc. Countries and CAHRA
Gold Planta Recuperadora Chile Excludes Covered
de Metales SpA Countries and CAHRA
Tin Pongpipat Company Limited Myanmar Excludes Covered
Countries and CAHRA
Tantalum PowerX Ltd. Rwanda Unknown
Tin Precious Minerals and India Excludes Covered
Smelting Limited Countries and CAHRA
Gold Prioksky Plant of Russian Federation Includes CAHRA
Non-Ferrous Metals
Gold PT Aneka Tambang (Persero) Tbk Indonesia Excludes Covered
Countries and CAHRA
Tin PT Aries Kencana Sejahtera Indonesia Includes CAHRA
Tin PT Artha Cipta Langgeng Indonesia Includes CAHRA
Tin PT ATD Makmur Mandiri Jaya Indonesia Includes CAHRA
Tin PT Babel Inti Perkasa Indonesia Includes CAHRA
Tin PT Babel Surya Alam Lestari Indonesia Excludes Covered
Countries and CAHRA
Tin PT Bangka Prima Tin Indonesia Excludes Covered
Countries and CAHRA
Tin PT Bangka Serumpun Indonesia Includes CAHRA
Tin PT Bangka Tin Industry Indonesia Unknown
Tin PT Belitung Industri Sejahtera Indonesia Includes CAHRA
Tin PT Bukit Timah Indonesia Includes CAHRA
Tin PT Cipta Persada Mulia Indonesia Excludes Covered
Countries and CAHRA
Tin PT Menara Cipta Mulia Indonesia Includes CAHRA
Tin PT Mitra Stania Prima Indonesia Includes CAHRA
Tin PT Mitra Sukses Globalindo Indonesia Excludes Covered
Countries and CAHRA
Tin PT Panca Mega Persada Indonesia Includes CAHRA
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Tin PT Premium Tin Indonesia Indonesia Excludes Covered Countries and CAHRA
Tin PT Prima Timah Utama Indonesia Includes CAHRA
Tin PT Putera Sarana Shakti (PT PSS) Indonesia Unknown
Tin PT Rajawali Rimba Perkasa Indonesia Excludes Covered Countries and CAHRA
Tin PT Rajehan Ariq Indonesia Includes CAHRA
Tin PT Refined Bangka Tin Indonesia Includes CAHRA
Tin PT Sariwiguna Binasentosa Indonesia Includes CAHRA
Tin PT Stanindo Inti Perkasa Indonesia Includes CAHRA
Tin PT Sukses Inti Makmur Indonesia Includes CAHRA
Tin PT Timah Nusantara Indonesia Includes Covered Countries
Tin PT Timah Tbk Kundur Indonesia Includes CAHRA
Tin PT Timah Tbk Mentok Indonesia Includes CAHRA
Tin PT Tinindo Inter Nusa Indonesia Includes Covered Countries
Tin PT Tirus Putra Mandiri Indonesia Excludes Covered Countries and CAHRA
Tin PT Tommy Utama Indonesia Excludes Covered Countries and CAHRA
Gold PX Precinox S.A. Switzerland Excludes Covered Countries and CAHRA
Gold QG Refining, LLC United States of America Includes Covered Countries
Tantalum QuantumClean United States of America Includes Covered Countries
Gold Rand Refinery (Pty) Ltd. South Africa Includes Covered Countries
Gold Refinery of Seemine Gold Co., Ltd. China Excludes Covered Countries and CAHRA
Gold REMONDIS PMR B.V. Netherlands Excludes Covered Countries and CAHRA
Tin Resind Industria e Comercio Ltda. Brazil Excludes Covered Countries and CAHRA
Tantalum Resind Industria e Comercio Ltda. Brazil Excludes Covered Countries and CAHRA
Tantalum RFH Yancheng Jinye New Material Technology Co., Ltd. China Unknown
Gold Royal Canadian Mint Canada Excludes Covered Countries and CAHRA
Tin Rui Da Hung Taiwan, Province of China Includes CAHRA
Gold SAAMP France Includes CAHRA
Gold Sabin Metal Corp. United States of America Includes CAHRA
Gold Safimet S.p.A Italy Includes Covered Countries
Gold SAFINA A.S. Czechia Excludes Covered Countries and CAHRA
Gold Sai Refinery India Excludes Covered Countries and CAHRA
Gold Sam Precious Metals United Arab Emirates Unknown
Gold Samduck Precious Metals Korea, Republic of Includes Covered Countries
Gold Samwon Metals Corp. Korea, Republic of Excludes Covered Countries and CAHRA
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Gold SEMPSA Joyeria Plateria S.A. Spain Excludes Covered
Countries and CAHRA
Gold Shandong Gold Smelting Co., Ltd. China Includes Covered Countries
Gold Shandong Humon Smelting Co., Ltd. China Excludes Covered
Countries and CAHRA
Gold Shandong Tiancheng Biological China Excludes Covered
Gold Industrial Co., Ltd. Countries and CAHRA
Gold Shandong Zhaojin Gold & China Excludes Covered
Silver Refinery Co., Ltd. Countries and CAHRA
Gold Shenzhen CuiLu Gold Co., Ltd. China Unknown
Gold Shenzhen Zhonghenglong China Excludes Covered
Real Industry Co., Ltd. Countries and CAHRA
Tungsten Shinwon Tungsten (Fujian Unknown
Shanghang) Co., Ltd.
Gold Shirpur Gold Refinery Ltd. India Excludes Covered
Countries and CAHRA
Gold Sichuan Tianze Precious China Excludes Covered
Metals Co., Ltd. Countries and CAHRA
Gold Singway Technology Co., Ltd. Taiwan, Province of China Excludes Covered
Countries and CAHRA
Gold SOE Shyolkovsky Factory of Russian Federation Includes CAHRA
Secondary Precious Metals
Gold Solar Applied Materials Taiwan, Province of China Excludes Covered
Technology Corp. Countries and CAHRA
Tantalum Solikamsk Magnesium Works OAO Russian Federation Includes Covered Countries
Gold Sovereign Metals India Includes Covered Countries
Gold State Research Institute Center for Lithuania Includes Covered Countries
Physical Sciences and Technology
Gold Sudan Gold Refinery Sudan Includes Covered Countries
Gold Sumitomo Metal Mining Co., Ltd. Japan Excludes Covered
Countries and CAHRA
Gold SungEel HiMetal Co., Ltd. Korea, Republic of Excludes Covered
Countries and CAHRA
Gold Super Dragon Technology Co., Ltd. Taiwan, Province of China Excludes Covered
Countries and CAHRA
Tin Super Ligas Brazil Includes Covered Countries
Gold T.C.A S.p.A Italy Excludes Covered
Countries and CAHRA
Tin Takehara PVD Materials Plant / PVD Materials Unknown
Division of MITSUI MINING & SMELTING CO., LTD.
Tantalum Taki Chemical Co., Ltd. Japan Excludes Covered
Countries and CAHRA
Gold Tanaka Kikinzoku Kogyo K.K. Japan Excludes Covered
Countries and CAHRA
Tantalum TANIOBIS Co., Ltd. Thailand Includes Covered Countries
Tantalum TANIOBIS GmbH Germany Includes Covered Countries
Tantalum TANIOBIS Japan Co., Ltd. Japan Includes Covered Countries
Tungsten TANIOBIS Smelting GmbH & Co. KG Germany Includes Covered Countries
Tantalum TANIOBIS Smelting GmbH & Co. KG Germany Includes Covered Countries
Tantalum Telex Metals United States of America Includes Covered Countries
Tin Thaisarco Thailand Includes Covered Countries
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Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. China Includes CAHRA
Tin Tin Technology & Refining United States of America Excludes Covered Countries and CAHRA
Gold Tokuriki Honten Co., Ltd. Japan Excludes Covered Countries and CAHRA
Gold Tongling Nonferrous Metals Group Co., Ltd. China Excludes Covered Countries and CAHRA
Gold TOO Tau-Ken-Altyn Kazakhstan Excludes Covered Countries and CAHRA
Gold Torecom Korea, Republic of Excludes Covered Countries and CAHRA
Tungsten Tungsten Vietnam Joint Stock Company Viet Nam Unknown
Tin Tuyen Quang Non-Ferrous Metals Joint Stock Company Viet Nam Excludes Covered Countries and CAHRA
Tantalum Ulba Metallurgical Plant JSC Kazakhstan Includes Covered Countries
Gold Umicore Precious Metals Thailand Thailand Includes CAHRA
Gold Umicore S.A. Business Unit Precious Metals Refining Belgium Excludes Covered Countries and CAHRA
Tungsten Unecha Refractory metals plant Russian Federation Includes CAHRA
Gold United Precious Metal Refining, Inc. United States of America Excludes Covered Countries and CAHRA
Gold Valcambi S.A. Switzerland Includes Covered Countries
Tin VQB Mineral and Trading Group JSC Viet Nam Includes Covered Countries
Gold WEEEREFINING France Unknown
Gold Western Australian Mint (T/a The Perth Mint) Australia Excludes Covered Countries and CAHRA
Tin White Solder Metalurgia e Mineracao Ltda. Brazil Includes CAHRA
Gold WIELAND Edelmetalle GmbH Germany Excludes Covered Countries and CAHRA
Tungsten Wolfram Bergbau und Hutten AG Austria Includes Covered Countries
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. China Includes Covered Countries
Tungsten Xiamen Tungsten Co., Ltd. China Includes Covered Countries
Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED China Includes Covered Countries
Tantalum XinXing HaoRong Electronic Material Co., Ltd. China Excludes Covered Countries and CAHRA
Gold Yamakin Co., Ltd. Japan Excludes Covered Countries and CAHRA
Tantalum Yanling Jincheng Tantalum & Niobium Co., Ltd. China Excludes Covered Countries and CAHRA
Gold Yokohama Metal Co., Ltd. Japan Includes Covered Countries
Tungsten YUDU ANSHENG TUNGSTEN CO., LTD. China Unknown
Tin Yunnan Chengfeng Non-ferrous Metals Co., Ltd. China Includes CAHRA
Gold Yunnan Copper Industry Co., Ltd. China Includes Covered Countries
Tin Yunnan Yunfan Non-ferrous Metals Co., Ltd. China Includes CAHRA
Gold Zhongyuan Gold Smelter of Zhongjin Gold Corporation China Excludes Covered Countries and CAHRA