UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
.
FORM SD
SPECIALIZED DISCLOSURE REPORT
NXP Semiconductors N.V.
(Exact Name of the Registrant as Specified in its Charter)
Netherlands 001-34841 98-1144352
(State or other Jurisdiction of incorporation (Commission (IRS Employer
or organization) File Number) Identification No.)
60 High Tech Campus 5656 AG
Eindhoven
Netherlands
(Address of principal executive offices) (Zip code)
Eric-Paul Schat +31 40 27 29999
(Name and telephone number, including area code, of the person to contact in
connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is
being filed, and provide the period to which the information in this form
applies:
x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023
-------------------------------------------------------------------------------
Section 1-Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
NXP Semiconductors N.V. ("NXP") has determined that, during 2023, NXP or its
consolidated subsidiaries manufactured and contracted to manufacture products
as to which conflict minerals, as defined in Rule 13p-1 under the Securities
Exchange Act of 1934, as amended, (the "Rule"), are necessary to the
functionality or production. NXP has conducted a good faith reasonable country
of origin inquiry (the "RCOI") regarding those conflict minerals reasonably
designed to determine whether any of the conflict minerals originated in the
Democratic Republic of the Congo or an adjoining country (the "DRC Region") or
were from recycled or scrap sources. Based on the RCOI, NXP has reason to
believe that some portion of the conflict minerals necessary to the
functionality or production of its products may have originated in the DRC
Region and has reason to believe that some of this material was not derived
from recycled or scrap sources.
Item 1.02 Exhibit
A copy of NXP's Conflict Minerals Report as required by Items 1.01 and 1.02 of
this Form SD is provided as Exhibit 1.01 and is publicly available at
https://www.nxp.com/pip/CONFLICT-MINERALS.
Section 2-Exhibits
Item 2.01 Exhibits
Exhibit 1.01 - Conflict Minerals Report for the reporting period January 1, 202
3
to December 31, 202
3
.
-------------------------------------------------------------------------------
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the duly
authorized undersigned.
NXP Semiconductors N.V.
(Registrant)
/s/ W.Betz May 23, 2024
By: W. Betz, CFO (Date)
Exhibit 1.01
NXP Semiconductors N.V.
Conflict Minerals Report
For the reporting period from January 1, 2023 to December 31, 2023
This Conflict Minerals Report (the "Report") of NXP Semiconductors N.V. has
been prepared under Rule 13p-1 and Form SD (the "Rule") promulgated under the
Securities Exchange Act of 1934, as amended, for the reporting period January
1, 2023 to December 31, 2023. NXP Semiconductors N.V. refers to the operations
of NXP Semiconductors N.V. and its subsidiaries and may be referred to as the
"Company," "NXP," "we," "us" or "our," as the context requires. The content of
any website referred to in this Report is included for general information
only and is not incorporated by reference into this Report. This Report has
not been subject to an independent private sector audit.
The Rule requires disclosure of certain information when a company
manufactures or contracts to manufacture products for which specified minerals
are necessary to the functionality or production of those products. The
specified minerals are columbite-tantalite (coltan), cassiterite, wolframite,
tantalum, tin, tungsten and gold, which we collectively refer to in this
Report as "Covered Minerals". For the purposes of this Report, we refer to the
Democratic Republic of the Congo and any adjoining country that shares an
internationally recognized border with the Democratic Republic of the Congo as
the "DRC Region".
Certain matters discussed in this Report include forward-looking statements.
These forward-looking statements are not guarantees of future performance.
Actual results or developments may differ materially from the expectations
expressed in the forward-looking statements. We undertake no obligation to
update any information contained in this Report.
NXP has determined that Covered Minerals are necessary to the functionality or
production of products that it manufactures or contracts to manufacture.
Description of NXP's Products Covered by this Report
This Report relates to products: (i) for which Covered Minerals are necessary
to the functionality or production; (ii) that were manufactured or contracted
to be manufactured by NXP; and (iii) for which the manufacture was completed
during
calendar
year 2023 (collectively, the "Covered Products").
Together with our partners, we pioneer solutions through breakthrough
technologies that make the connected world better, safer, more secure and
sustainable. With a broad and scalable portfolio from automotive to smart
cities, we're building towards a brighter tomorrow, together.
NXP's Due Diligence Process
As required under the Rule, for the reporting period from January 1 to
December 31, 2023, NXP has taken the measures described in this Report to
exercise due diligence on the source and chain of custody of Covered Minerals
necessary to the functionality or production of the Covered Products. NXP's
due diligence measures have been designed to conform to the framework
in
the
Organisation for Economic Co-operation and Development Due Diligence Guidance
for Responsible Supply Chain of Minerals from Conflict-Affected and High Risk
Areas: Third Edition
, including the related supplements on gold, tin, tantalum and tungsten (the
"OECD Guidance"), as it relates to our position as a "downstream" purchaser.
-------------------------------------------------------------------------------
Step 1: Establish Strong Company Management Systems
NXP believes taking responsibility for its impact on the world is crucial to
the company's success, for its ability to deliver value to stakeholders, and
for protecting the environment for future generations. We have established
goals for corporate governance, people practices, product development,
manufacturing, environment, and community responsibility. NXP standards on
social responsibility have been deployed through extensive training programs
and, in 2010, we adopted a conflict-free sourcing policy. The latest version
of our Responsibly Sourced Minerals Policy can be found on our company website
at https://www.nxp.com/docs/en/supporting-information/NXP-STATEMENT-CONFLICT-MIN
ERALS.pdf.
NXP has also adopted a Supplier Code of Conduct which is available at
https://www.nxp.com/pip/SUPPLIER-RESPONSIBILITY. Among other things, the
Supplier Code of Conduct communicates NXP's expectations to its suppliers with
respect to responsible sourcing of minerals, including Covered Minerals.
Suppliers are expected to have a policy to reasonably assure that the minerals
in the products they manufacture do not directly or indirectly finance or
benefit armed groups that are perpetrators of serious human rights abuses
around the world. Key areas of concern include the Democratic Republic of
Congo and adjoining countries, and other high-risk regions for the extraction
or transit of raw materials.
Suppliers shall exercise due diligence on the source and chain of custody of
these minerals and make their policies and due diligence measures available to
NXP upon NXP's request. In addition, suppliers shall submit CMRTs, as defined
below, to NXP upon NXP's request.
An NXP internal team from the procurement and legal organizations led its
Covered Minerals supply chain
due
diligence efforts. NXP's Executive Vice President, General Counsel, and Chief
Sustainability Officer oversaw the activities of this internal team.
Step 2: Identify and Assess Risks in the Supply Chain
NXP's supply chain is complex and, in most cases, there are many third parties
in the supply chain between NXP's ultimate manufacture of the Covered Products
and the original sources of Covered Minerals. NXP requires its suppliers to
identify the smelters and refiners of Covered Minerals in their supply chain.
In most cases, our suppliers reported this information using the broadly
adopted conflict minerals reporting template ("CMRT") developed by Responsible
Minerals Initiative ("RMI"), a multi-industry initiative consisting of over
500 companies and industry associations. Due to the complexity of our supply
chain, we rely on our suppliers for the accuracy and completeness of this
information. In most cases, our suppliers submitted a consolidated smelter and
refiner report for all of their products and materials, not just products and
materials provided to NXP.
Step 3: Design and Implement a Strategy to Respond to Identified Risks
Our procurement organization has implemented escalation procedures for
suppliers who (i) provide products that incorporate Covered Minerals from
smelters or refiners that do not comply with a third-party audit program or
(ii) have not provided details on the sourcing of Covered Minerals in their
supply chain. Under these procedures, our procurement organization will
develop a list of corrective actions including a timeline for compliance and a
decision to continue or temporarily suspend trade with the supplier during the
corrective action period. Suppliers who do not make satisfactory progress
addressing the identified corrective actions are reported to NXP's chief
procurement officer.
-------------------------------------------------------------------------------
NXP's due diligence measures with respect to identified smelters and refiners
were primarily based on multi-industry due diligence initiatives to evaluate
the procurement practices of the smelters and refiners that process and
provide Covered Minerals to our supply chain.
Step 4: Carry out Independent Third-Party Audit of Smelter/Refiner's Due
Diligence Practices
We believe that engagement and active cooperation with other industry members
with whom we share suppliers can assist in the identification of risks in
NXP's supply chain by facilitating identification of smelters and refiners and
assessment of their due diligence practices.
NXP became a member of the Responsible Business Alliance ("RBA") (formerly the
Electronic Industry Citizenship Coalition ("EICC")) in 2014, which promotes
responsible sourcing of minerals, among other important social responsibility
initiatives. NXP held a position in the RBA's Board of Directors in 2023.
NXP is also a member of the Responsible Minerals Initiative ("RMI") where NXP
representatives regularly collaborate with other industry members on
complementary programs and initiatives. Over the years, NXP has been active
members of the RMI's working groups and Steering Committee.
In 2016, NXP joined the European Partnership for Responsible Minerals ("EPRM")
as a strategic partner and later in 2021, NXP chaired the EPRM. The EPRM is a
multi-stakeholder partnership in which governments, NGOs, and private sector
work together to create better social and economic conditions for mine workers
and local mining communities, by increasing the number of mines that adopt
responsible mining practices in Conflict and High-Risk Areas. The EPRM also
serves as a knowledge platform where organizations can share knowledge on due
diligence and support activities to improve the conditions in the mining areas.
Since 2013, NXP has chaired the World Semiconductor Council's conflict
minerals team.
In 2023, NXP became a member of the OECD Multi-stakeholder Steering Group that
provides guidance and support to the operational aspects of the OECD's
Responsible Minerals Implementation Programme.
Step 5: Report Annually on Supply Chain Due Diligence
This Report is publicly available at https://www.nxp.com/pip/CONFLICT-MINERALS.
Results of NXP Due Diligence Measures
For the reporting period from January 1 to December 31, 2023, based upon an
internal assessment and information provided by our suppliers, NXP identified
83 suppliers who provided materials likely to incorporate Covered Minerals
necessary to the functionality of our Semiconductor Products (the "Covered
Minerals Suppliers"). Semiconductor Products include all semiconductor devices
sold to our customers for incorporation into end-market applications. We
received valid responses from all 83 Covered Minerals Suppliers that supply
materials to our Semiconductor Products. Certain hardware products designed
for customer evaluations or research and development, which we refer to as
Innovation Tools, are excluded from the scope of our due diligence measures.
Innovation Tools represent an immaterial amount of NXP product revenues and
are not intended to be incorporated into our customers' products.
This Report reflects 83 valid responses from NXP Covered Minerals Suppliers.
These 83 suppliers represent 100% of the amount NXP paid to all Covered
Minerals Suppliers in 2023.
-------------------------------------------------------------------------------
Based on the information provided by our suppliers and information otherwise
obtained through the due diligence process, NXP has reasonably determined that
the facilities that may have been used to process NXP's Covered Minerals in
2023 include the smelters and refiners ("SORs") listed in Annex I.
Based on information received through the RMI Responsible Minerals Assurance
Process ("RMAP") or equivalent independent third-party audit programs, NXP has
reason to believe the countries of origin for the Covered Minerals contained
in the materials received by our Covered Minerals Suppliers include the
countries listed in Annex II.
We identified 211 SORs for the Covered Minerals in our supply chain. These 211
SORs were compliant with a third-party audit program ("Conformant"). Among
these 211 SORs, 24 were reported as sourcing Covered Minerals from the DRC
Region; all 24 were compliant with the RMI RMAP assessment protocols.
Smelter or Refiner (SOR) Certification Status
2023 2022 2021 2020 2019 2018
Validated 211 225 234 238 251 255
Active 0 0 3 0 0 0
Not Validated 0 0 0 0 0 0
Total 211 225 237 238 251 255
Risk Analysis: Smelter or Refiner Certification
Status & Mineral Sourcing Location
SOR Mineral Sourcing Locations
2023 2022 2021
DRC Non-DRC Mine Total DRC Non-DRC Mine Total DRC Non-DRC Mine Total
Region Region Region Region Region Region Region Region Region
Mine Mine or Not Mine Mine or Not Mine Mine or Not
Recycled Disclosed Recycled Disclosed Recycled Disclosed
Validated* 24 104 83 211 23 111 91 225 22 107 105 234
Active* - - - - - - - - - - 3 3
Not - - - - - - - - - - - -
Validated
Total 24 104 83 211 23 111 91 225 22 107 108 237
2020 2019 2018
DRC Non-DRC Mine Total DRC Non-DRC Mine Total DRC Non-DRC Mine Total
Region Region Region Region Region Region Region Region Region
Mine Mine or Not Mine Mine or Not Mine Mine or Not
Recycled Disclosed Recycled Disclosed Recycled Disclosed
Validated* 21 115 102 238 24 158 69 251 24 157 74 255
Active* - - - - - - - - - - - -
Not - - - - - - - - - - - -
Validated
Total 21 115 102 238 24 158 69 251 24 157 74 255
* RMI SOR Status
NXP identified zero high-risk SORs (either not validated or not in the process
of becoming compliant with a third-party audit program). We identified 83
medium-risk SORs (validated with unknown sourcing region) and 128 SORs were
considered low-risk (validated with sourcing location confirmed).
-------------------------------------------------------------------------------
Additional Measures
NXP intends to continue taking the following steps this year to improve its
due diligence measures and to further mitigate the risk that NXP's use of
Covered Minerals might finance or benefit armed groups:
.
Update the list of products and Covered Minerals Suppliers to be included in
NXP's due diligence process for the 2024 reporting year;
.
Re-engage each Covered Minerals Supplier to obtain current and accurate
information about the supplier's supply chain of Covered Minerals;
.
Execute NXP's escalation procedure with each Covered Minerals Supplier that
(i) is non-responsive to requests for information or (ii) does not have
systems in place to ensure sourcing of materials that comply with a
third-party audit program;
.
Continue to assist suppliers in due diligence activities or education;
.
Continue to participate in industry initiatives encouraging "conflict-free"
supply chains and identifying "conflict-free" smelters and refiners, including
initiatives to add cobalt and other minerals to the scope; and
.
Continue to review due diligence measures to evaluate whether appropriate to
(i) incorporate recent responsible sourcing developments and insights and (ii)
include additional minerals and countries of origin.
-------------------------------------------------------------------------------
Annex I - Reported Smelters and Refiners
Covered Minerals Smelter or Refiner Name Country location of Smelter or Refiner
Gold Agosi AG GERMANY
Gold Aida Chemical Industries Co., Ltd. JAPAN
Gold Almalyk Mining and Metallurgical Complex (AMMC) UZBEKISTAN
Gold AngloGold Ashanti Corrego do Sitio Mineracao BRAZIL
Gold Argor-Heraeus S.A. SWITZERLAND
Gold Asahi Pretec Corp. JAPAN
Gold Asahi Refining Canada Ltd. CANADA
Gold Asahi Refining USA Inc. UNITED STATES OF AMERICA
Gold Asaka Riken Co., Ltd. JAPAN
Gold Aurubis AG GERMANY
Gold Bangko Sentral ng Pilipinas (Central Bank of the Philippines) PHILIPPINES
Gold Boliden Ronnskar SWEDEN
Gold C. Hafner GmbH + Co. KG GERMANY
Gold CCR Refinery - Glencore Canada Corporation CANADA
Gold Chimet S.p.A. ITALY
Gold Chugai Mining JAPAN
Gold Dowa JAPAN
Gold DSC (Do Sung Corporation) KOREA, REPUBLIC OF
Gold Eco-System Recycling Co., Ltd. East Plant JAPAN
Gold Eco-System Recycling Co., Ltd. North Plant JAPAN
Gold Eco-System Recycling Co., Ltd. West Plant JAPAN
Gold Gold Refinery of Zijin Mining Group Co., Ltd. CHINA
Gold Heimerle + Meule GmbH GERMANY
Gold Heraeus Germany GmbH Co. KG GERMANY
Gold Heraeus Metals Hong Kong Ltd. CHINA
Gold Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. CHINA
Gold Ishifuku Metal Industry Co., Ltd. JAPAN
Gold Istanbul Gold Refinery TURKEY
Gold Italpreziosi ITALY
Gold Japan Mint JAPAN
Gold Jiangxi Copper Co., Ltd. CHINA
Gold JX Nippon Mining & Metals Co., Ltd. JAPAN
Gold Kazzinc KAZAKHSTAN
Gold Kennecott Utah Copper LLC UNITED STATES OF AMERICA
Gold KGHM Polska Miedz Spolka Akcyjna POLAND
Gold Kojima Chemicals Co., Ltd. JAPAN
Gold Korea Zinc Co., Ltd. KOREA, REPUBLIC OF
Gold L'Orfebre S.A. ANDORRA
Gold LS MnM Inc. KOREA, REPUBLIC OF
Gold LT Metal Ltd. KOREA, REPUBLIC OF
-------------------------------------------------------------------------------
Covered Minerals Smelter or Refiner Name Country location of Smelter or Refiner
Gold Materion UNITED STATES OF AMERICA
Gold Matsuda Sangyo Co., Ltd. JAPAN
Gold Metal Concentrators SA (Pty) Ltd. SOUTH AFRICA
Gold Metalor Technologies (Hong Kong) Ltd. CHINA
Gold Metalor Technologies (Singapore) Pte., Ltd. SINGAPORE
Gold Metalor Technologies (Suzhou) Ltd. CHINA
Gold Metalor Technologies S.A. SWITZERLAND
Gold Metalor USA Refining Corporation UNITED STATES OF AMERICA
Gold Metalurgica Met-Mex Penoles S.A. De C.V. MEXICO
Gold Mitsubishi Materials Corporation JAPAN
Gold Mitsui Mining and Smelting Co., Ltd. JAPAN
Gold MKS PAMP SA SWITZERLAND
Gold MMTC-PAMP India Pvt., Ltd. INDIA
Gold Nadir Metal Rafineri San. Ve Tic. A.S. TURKEY
Gold Navoi Mining and Metallurgical Combinat UZBEKISTAN
Gold NH Recytech Company KOREA, REPUBLIC OF
Gold Nihon Material Co., Ltd. JAPAN
Gold Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH AUSTRIA
Gold Ohura Precious Metal Industry Co., Ltd. JAPAN
Gold Planta Recuperadora de Metales SpA CHILE
Gold PT Aneka Tambang (Persero) Tbk INDONESIA
Gold PX Precinox S.A. SWITZERLAND
Gold Rand Refinery (Pty) Ltd. SOUTH AFRICA
Gold REMONDIS PMR B.V. NETHERLANDS
Gold Royal Canadian Mint CANADA
Gold SAFINA A.S. CZECHIA
Gold SEMPSA Joyeria Plateria S.A. SPAIN
Gold Shandong Gold Smelting Co., Ltd. CHINA
Gold Shandong Zhaojin Gold & Silver Refinery Co., Ltd. CHINA
Gold Sichuan Tianze Precious Metals Co., Ltd. CHINA
Gold Solar Applied Materials Technology Corp. TAIWAN
Gold Sumitomo Metal Mining Co., Ltd. JAPAN
Gold SungEel HiMetal Co., Ltd. KOREA, REPUBLIC OF
Gold T.C.A S.p.A ITALY
Gold Tanaka Kikinzoku Kogyo K.K. JAPAN
Gold Tokuriki Honten Co., Ltd. JAPAN
Gold TOO Tau-Ken-Altyn KAZAKHSTAN
Gold Torecom KOREA, REPUBLIC OF
Gold Umicore S.A. Business Unit Precious Metals Refining BELGIUM
Gold United Precious Metal Refining, Inc. UNITED STATES OF AMERICA
Gold Valcambi S.A. SWITZERLAND
Gold Western Australian Mint (T/a The Perth Mint) AUSTRALIA
Gold WIELAND Edelmetalle GmbH GERMANY
-------------------------------------------------------------------------------
Covered Minerals Smelter or Refiner Name Country location of Smelter or Refiner
Gold Yamakin Co., Ltd. JAPAN
Gold Yokohama Metal Co., Ltd. JAPAN
Gold Zhongyuan Gold Smelter of CHINA
Zhongjin Gold Corporation
Tantalum AMG Brasil BRAZIL
Tantalum D Block Metals, LLC UNITED STATES OF AMERICA
Tantalum F&X Electro-Materials Ltd. CHINA
Tantalum FIR Metals & Resource Ltd. CHINA
Tantalum Global Advanced Metals Aizu JAPAN
Tantalum Global Advanced Metals Boyertown UNITED STATES OF AMERICA
Tantalum Hengyang King Xing Lifeng CHINA
New Materials Co., Ltd.
Tantalum Jiangxi Dinghai Tantalum & Niobium Co., Ltd. CHINA
Tantalum Jiangxi Tuohong New Raw Material CHINA
Tantalum JiuJiang JinXin Nonferrous Metals Co., Ltd. CHINA
Tantalum Jiujiang Tanbre Co., Ltd. CHINA
Tantalum Jiujiang Zhongao Tantalum CHINA
& Niobium Co., Ltd.
Tantalum KEMET de Mexico MEXICO
Tantalum Materion Newton Inc. UNITED STATES OF AMERICA
Tantalum Metallurgical Products India Pvt., Ltd. INDIA
Tantalum Mineracao Taboca S.A. BRAZIL
Tantalum Mitsui Mining and Smelting Co., Ltd. JAPAN
Tantalum Ningxia Orient Tantalum Industry Co., Ltd. CHINA
Tantalum NPM Silmet AS ESTONIA
Tantalum QuantumClean UNITED STATES OF AMERICA
Tantalum Resind Industria e Comercio Ltda. BRAZIL
Tantalum RFH Yancheng Jinye New CHINA
Material Technology Co., Ltd.
Tantalum Taki Chemical Co., Ltd. JAPAN
Tantalum TANIOBIS Co., Ltd. THAILAND
Tantalum TANIOBIS GmbH GERMANY
Tantalum TANIOBIS Japan Co., Ltd. JAPAN
Tantalum TANIOBIS Smelting GmbH & Co. KG GERMANY
Tantalum Telex Metals UNITED STATES OF AMERICA
Tantalum Ulba Metallurgical Plant JSC KAZAKHSTAN
Tantalum XIMEI RESOURCES (GUANGDONG) LIMITED CHINA
Tantalum XinXing HaoRong Electronic CHINA
Material Co., Ltd.
Tantalum Yanling Jincheng Tantalum CHINA
& Niobium Co., Ltd.
Tin Alpha UNITED STATES OF AMERICA
Tin Aurubis Beerse BELGIUM
Tin Aurubis Berango SPAIN
Tin Chenzhou Yunxiang Mining CHINA
and Metallurgy Co., Ltd.
Tin Chifeng Dajingzi Tin Industry Co., Ltd. CHINA
Tin China Tin Group Co., Ltd. CHINA
Tin CRM Fundicao De Metais E Comercio De BRAZIL
Equipamentos Eletronicos Do Brasil Ltda
Tin CRM Synergies SPAIN
-------------------------------------------------------------------------------
Covered Minerals Smelter or Refiner Name Country location of Smelter or Refiner
Tin CV Ayi Jaya INDONESIA
Tin CV Venus Inti Perkasa INDONESIA
Tin Dowa JAPAN
Tin DS Myanmar MYANMAR
Tin EM Vinto BOLIVIA
Tin Estanho de Rondonia S.A. BRAZIL
Tin Fabrica Auricchio Industria e Comercio Ltda. BRAZIL
Tin Fenix Metals POLAND
Tin Gejiu Non-Ferrous Metal Processing Co., Ltd. CHINA
Tin Guangdong Hanhe Non-Ferrous Metal Co., Ltd. CHINA
Tin HuiChang Hill Tin Industry Co., Ltd. CHINA
Tin Jiangxi New Nanshan Technology Ltd. CHINA
Tin Luna Smelter, Ltd. RWANDA
Tin Magnu's Minerais Metais e Ligas Ltda. BRAZIL
Tin Malaysia Smelting Corporation (MSC) MALAYSIA
Tin Metallic Resources, Inc. UNITED STATES OF AMERICA
Tin Mineracao Taboca S.A. BRAZIL
Tin Minsur PERU
Tin Mitsubishi Materials Corporation JAPAN
Tin O.M. Manufacturing (Thailand) Co., Ltd. THAILAND
Tin O.M. Manufacturing Philippines, Inc. PHILIPPINES
Tin Operaciones Metalurgicas S.A. BOLIVIA
Tin PT Aries Kencana Sejahtera INDONESIA
Tin PT Artha Cipta Langgeng INDONESIA
Tin PT ATD Makmur Mandiri Jaya INDONESIA
Tin PT Babel Inti Perkasa INDONESIA
Tin PT Babel Surya Alam Lestari INDONESIA
Tin PT Bangka Serumpun INDONESIA
Tin PT Bukit Timah INDONESIA
Tin PT Cipta Persada Mulia INDONESIA
Tin PT Menara Cipta Mulia INDONESIA
Tin PT Mitra Stania Prima INDONESIA
Tin PT Mitra Sukses Globalindo INDONESIA
Tin PT Prima Timah Utama INDONESIA
Tin PT Putera Sarana Shakti (PT PSS) INDONESIA
Tin PT Rajawali Rimba Perkasa INDONESIA
Tin PT Rajehan Ariq INDONESIA
Tin PT Refined Bangka Tin INDONESIA
Tin PT Sariwiguna Binasentosa INDONESIA
Tin PT Stanindo Inti Perkasa INDONESIA
Tin PT Sukses Inti Makmur (SIM) INDONESIA
Tin PT Timah Nusantara INDONESIA
Tin PT Timah Tbk Kundur INDONESIA
-------------------------------------------------------------------------------
Covered Minerals Smelter or Refiner Name Country location of Smelter or Refiner
Tin PT Timah Tbk Mentok INDONESIA
Tin PT Tinindo Inter Nusa INDONESIA
Tin PT Tommy Utama INDONESIA
Tin Resind Industria e Comercio Ltda. BRAZIL
Tin Rui Da Hung TAIWAN
Tin Thaisarco THAILAND
Tin Tin Smelting Branch of Yunnan Tin Co., Ltd. CHINA
Tin Tin Technology & Refining UNITED STATES OF AMERICA
Tin White Solder Metalurgia e Mineracao Ltda. BRAZIL
Tin Yunnan Chengfeng Non-ferrous CHINA
Metals Co., Ltd.
Tungsten A.L.M.T. Corp. JAPAN
Tungsten Asia Tungsten Products Vietnam Ltd. VIETNAM
Tungsten China Molybdenum Tungsten Co., Ltd. CHINA
Tungsten Chongyi Zhangyuan Tungsten Co., Ltd. CHINA
Tungsten Cronimet Brasil Ltda BRAZIL
Tungsten Fujian Xinlu Tungsten Co., Ltd. CHINA
Tungsten Ganzhou Haichuang Tungsten Co., Ltd. CHINA
Tungsten Ganzhou Jiangwu Ferrotungsten Co., Ltd. CHINA
Tungsten Ganzhou Seadragon W & Mo Co., Ltd. CHINA
Tungsten Global Tungsten & Powders LLC UNITED STATES OF AMERICA
Tungsten Guangdong Xianglu Tungsten Co., Ltd. CHINA
Tungsten H.C. Starck Tungsten GmbH GERMANY
Tungsten Hubei Green Tungsten Co., Ltd. CHINA
Tungsten Hunan Chenzhou Mining Co., Ltd. CHINA
Tungsten Hunan Shizhuyuan Nonferrous Metals Co., CHINA
Ltd. Chenzhou Tungsten Products Branch
Tungsten Japan New Metals Co., Ltd. JAPAN
Tungsten Jiangwu H.C. Starck CHINA
Tungsten Products Co., Ltd.
Tungsten Jiangxi Gan Bei Tungsten Co., Ltd. CHINA
Tungsten Jiangxi Tonggu Non-ferrous CHINA
Metallurgical & Chemical Co., Ltd.
Tungsten Jiangxi Xinsheng Tungsten Industry Co., Ltd. CHINA
Tungsten Jiangxi Yaosheng Tungsten Co., Ltd. CHINA
Tungsten Kennametal Fallon UNITED STATES OF AMERICA
Tungsten Kennametal Huntsville UNITED STATES OF AMERICA
Tungsten Lianyou Metals Co., Ltd. TAIWAN
Tungsten Malipo Haiyu Tungsten Co., Ltd. CHINA
Tungsten Masan High-Tech Materials VIETNAM
Tungsten Niagara Refining LLC UNITED STATES OF AMERICA
Tungsten Philippine Chuangxin Industrial Co., Inc. PHILIPPINES
Tungsten TANIOBIS Smelting GmbH & Co. KG GERMANY
Tungsten Wolfram Bergbau und Hutten AG AUSTRIA
Tungsten Xiamen Tungsten (H.C.) Co., Ltd. CHINA
Tungsten Xiamen Tungsten Co., Ltd. CHINA
-------------------------------------------------------------------------------
Annex II - Reported Country of Origin for Covered Minerals
Reported Countries of Origin
Angola Ethiopia Morocco South Sudan
Argentina France Mozambique Spain
Australia Germany Myanmar Sudan
Austria Ghana Namibia Sweden
Belgium Guinea Netherlands Switzerland
Bolivia Guyana Niger Taiwan
Brazil Hong Kong Nigeria Tanzania
Burundi Hungary Palau Thailand
Cambodia India Panama Turkey
Canada Indonesia Peru Uganda
Chile Japan Philippines United Arab Emirates
China Kazakhstan Poland United States
Colombia South Korea Portugal Vietnam
Congo Laos Russia Zambia
Democratic Republic of Congo Luxembourg Rwanda Zimbabwe
Ecuador Madagascar Saudi Arabia
Eritrea Malaysia Sierra Leone
Estonia Mongolia Slovenia