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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (1) | 05/15/2024 | C | 5,000 | (4) | (4) | Class A Common Stock | 5,000 | $ 0 | 4,983,290 | I | By Trust (5) | |||
| Class B Common Stock | (1) | (4) | (4) | Class A Common Stock | 950,000 | 950,000 | I | By Revocable Trust (3) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| HORNE TIMOTHY P 815 CHESTNUT STREET NORTH ANDOVER, MA 01845 |
X | |||
| /s/ Seth M. Kipp, Attorney-in-Fact | 05/16/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a 1-for-1 basis. |
| (2) | The shares are held in a trust for the benefit of Tiffany Horne Noonan. The Reporting Person serves as co-trustee of this trust. |
| (3) | The shares are held in a revocable trust of which the Reporting Person is the sole trustee and the sole beneficiary. |
| (4) | All shares of Class B Common Stock were convertible into Class A Common Stock upon issuance and do not have an expiration date. |
| (5) | Consists of the following shares of Class B Common Stock which are subject to The Amended and Restated George B. Horne Voting Trust Agreement - 1997 for which the Reporting Person serves as trustee: (i) 1,666,970 shares held in a trust for the benefit of Daniel W. Horne, (ii) 1,666,970 shares held in a trust for the benefit of Deborah Horne, (iii) 1,495,010 shares held in a trust for the benefit of Peter W. Horne, (iv) 21,600 shares held in a trust for the benefit of Tiffany Horne Noonan, (v) 113,924 shares held in a trust for the benefit of Tiffany Horne Noonan, (vi) 6,447 shares held in a trust for the benefit of Kiera R. Noonan, (vii) 6,447 shares held in a trust for the benefit of Tessa R. Noonan, and (viii) 5,922 shares held in a trust for the benefit of Liv R. Noonan. |