UNITED STATES SECURITIES AND EXCHANGE COMMISSION ----------------------
FORM 3 Washington, D.C. 20549 | OMB APPROVAL |
|---------------------|
| OMB Number: |
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES | 3235-0104 |
| Expires: |
| November 30, 2011 |
| Estimated average |
| burden hours per |
| response 0.5 |
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section -----------------------
17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the
(Print or Type Responses) Investment Company Act of 1940
---------------------------------------------------------------------------------------------------------------------------------
|1. Name and Address of | 2.Date of Event |3. Issuer Name and Ticker or Trading Symbol |
| Reporting Person* | Requiring | |
| | Statement | |
| | (Month/Day/Year)| |
|Small Derek A |04-29-2024 |Innoviva, Inc. INVA |
|-----------------------------------------| |--------------------------------------------------------------------|
| (Last) (First) (Middle) | |4. Relationship of Reporting Person(s) to |5. If Amendment, Date |
| | | Issuer (Check All Applicable) | Original Filed |
| | | | (Month/Day/Year) |
|C/O INNOVIVA, INC.,1350 OLD BAYSHORE HIGH| | _____ Director _____ 10% Owner | |
|WAY, SUITE 400 | | | |
|-----------------------------------------| | |-------------------------|
| (Street) | | _____ Officer _____ Other |6. Individual or |
| | | | Joint/Group Filing |
|BURLINGAME,CA 94010 | | (give title below) (specify below) | (Check Applicable Line) |
| (City) (State) (Zip) | | | _X_ Form filed by One |
| | | |Reporting Person |
| | | | ___ Form filed by More |
| | | |Than One Reporting Person|
---------------------------------------------------------------------------------------------------------------------------------
Table I -- Non-Derivative Securities Beneficially Owned
-----------------------------------------------------------------------------------------------------------------------
| 1. | 2. | 3. | 4. |
| Title of Security (Instr. 4) | Amount of Securities | Ownership Form: | Nature of Indirect Beneficial |
| | Beneficially Owned | Direct (D) or | Ownership (Instr. 5) |
| | (Instr. 4) | Indirect (I) | |
| | | (Instr. 5) | |
-----------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. SEC 1473 (7-02)
Persons who respond to the collection of information contained in this
form are not required to respond unless the form displays a currently
valid OMB control number.
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
-----------------------------------------------------------------------------------------------------------------
|1. | 2. | 3. |4. |5. |6. |
|Title of Derivative Security | Date | Title and |Conversion |Ownership |Nature of |
| (Instr. 4) | Exercisable | Amount of |or Exercise|Form of |Indirect |
| | and Expira- | Underlying |Price of |Derivative |Beneficial |
| | tion Date | Securities |Derivative |Security: |Ownership |
| | (Month/Day/ | (Instr. 4) |Security |Direct(D) or |(Instr. 5) |
| | Year) | | |Indirect (I) | |
| |------------------------|------------------| |(Instr. 5) | |
| | | | |Amount or | | | |
| | | | |Number | | | |
| |Date |Expiration | |of | | | |
| |Exercisable |Date |Title |Shares | | | |
-----------------------------------------------------------------------------------------------------------------
|Restricted Stock Units | | |Common|8,043 | |D | |
| | | | Stock| | | | |
| |#1 |#1 | | |#2 | | |
|---------------------------------------------------------------------------------------------------------------|
|Restricted Stock Units | | |Common|1,206 | |D | |
| | | | Stock| | | | |
| |#3 |#3 | | |#2 | | |
|---------------------------------------------------------------------------------------------------------------|
|Stock Options | | |Common|833 | |D | |
| | | | Stock| | | | |
| |#4 |#4 | | |#4 | | |
|---------------------------------------------------------------------------------------------------------------|
+----------------------------------------------------------------------------------+
| | Relationships |
| Reporting Owner Name / Address +----------+----------+----------+-------- -+
| | Director |10% Owner | Officer | Other |
+--------------------------------------+----------+----------+----------+----------+
|Small Derek A | . | . | | |
|C/O INNOVIVA, INC. | | | | |
|1350 OLD BAYSHORE HIGHWAY, SUITE 400 | | | | |
|BURLINGAME CA 94010 | | | | |
|--------------------------------------+----------+----------+----------+----------|
Explanation of Responses:
1 One-half of the restricted stock units will vest on April 29, 2025, and the remaind
er will vest on April 29, 2026.
2 Each restricted stock unit represents the right to receive, following vesting, one
share of Common Stock.
3 The restricted stock units will vest on the sooner of the next annual stockholder m
eeting or June 17, 2025.
4 The stock options will vest on the sooner of the next annual stockholder meeting or
June 17, 2025.
Remarks:
Signatures
/s/ Derek Small / 05-01-2024
------------------------------------------------------------- -----------
** Signature of Reporting Person Date
* If the form is filed by more than one reporting person, seeInstruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.