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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| RESTRICTED STOCK UNITS | $ 0 | 04/26/2023 | M | 250 | 04/26/2022(4) | (5) | COMMON STOCK | 250 | $ 0 | 500 | D | ||||
| RESTRICTED STOCK UNITS | $ 0 | 04/26/2024 | M | 250 | 04/26/2022(4) | (5) | COMMON STOCK | 250 | $ 0 | 250 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Hudkins Jill 3475 E. FOOTHILL BLVD. PASADENA, CA 91107 |
President | |||
| /s/ Preston Hopson, Attorney-in-Fact for Jill Hudkins | 04/30/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents shares withheld to pay the related tax liability of the restricted stock units that vested on 4/26/2023. |
| (2) | Amount of securities beneficially owned was updated to reflect that 35 shares of common stock were acquired by the Reporting Person on December 15, 2023, pursuant to the Tetra Tech, Inc. Employee Stock Purchase Plan (ESPP). |
| (3) | Represents shares withheld to pay the related tax liability of the restricted stock units that vested on 4/26/2024. |
| (4) | The RSUs became vested as to 25% of the shares on April 26, 2022, and 25% of the shares on each anniversary date thereafter until fully vested. |
| (5) | The RSUs are exercisable at the time of vesting and do not have a set expiration date. |