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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (1) | (1) | Common Stock | 5,444 (2) | $ (3) | D | |
| Employee Stock Option (right to buy) | (4) | 12/01/2033 | Common Stock | 12,599 (2) | $ 96.36 (2) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Phillips John R, III GE AEROSPACE 1 NEUMANN WAY EVENDALE, OH 45215 |
Senior Vice President | |||
| /s/ Brandon Smith, attorney in fact for John R Phillips III | 04/15/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Restricted Stock Units were granted on December 1, 2023, and vest in two equal installments of 50% each, on the second and third anniversary of the grant date. |
| (2) | Reflects adjustments made to this award in connection with the spin-off of GE Vernova Inc. |
| (3) | Each Restricted Stock Unit represents a contingent right to receive one share of the issuer's common stock. |
| (4) | The Employee Stock Options were granted on December 1, 2023, and will become exercisable in two equal annual installments of 50% each beginning on the second and third anniversary of the grant date. |