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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Riley Exploration Group, LLC 29 EAST RENO AVE., SUITE 500 OKLAHOMA CITY, OK 73104 |
X | |||
| Yorktown Energy Partners IX, L.P. 410 PARK AVENUE 20TH FLOOR NEW YORK, NY 10022 |
X | |||
| Yorktown IX Associates LLC 410 PARK AVENUE 20TH FLOOR NEW YORK, NY 10022 |
X | |||
| Yorktown Energy Partners X, L.P. 410 PARK AVENUE 20TH FLOOR NEW YORK, NY 10022 |
X | |||
| Yorktown X Associates LLC 410 PARK AVENUE 20TH FLOOR NEW YORK, NY 10022 |
X | |||
| Riley Exploration Group, LLC /s/ Bryan H. Lawrence, Manager | 04/10/2024 | |
| **Signature of Reporting Person | Date | |
| Yorktown Energy Partners IX, L.P., By: Yorktown IX Company LP, its general partner, By: Yorktown IX Associates LLC, its general partner /s/ Bryan H. Lawrence, Managing Member | 04/10/2024 | |
| **Signature of Reporting Person | Date | |
| Yorktown IX Associates LLC /s/ Bryan H. Lawrence, Managing Member | 04/10/2024 | |
| **Signature of Reporting Person | Date | |
| Yorktown Energy Partners X, L.P., By: Yorktown X Company LP, its general partner, By: Yorktown X Associates LLC, its general partner /s/ Bryan H. Lawrence, Managing Member | 04/10/2024 | |
| **Signature of Reporting Person | Date | |
| Yorktown X Associates LLC /s/ Bryan H. Lawrence, Managing Member | 04/10/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The reported securities were sold in an underwritten public offering (the "Secondary Offering"). This reported price represents a public offering price of $27.00 per share of Common Stock of the Issuer, less an underwriting discount of $1.485 per share for shares sold in the Secondary Offering. |
| (2) | Shares owned directly by Riley Exploration Group, LLC ("REG"). Yorktown Energy Partners IX, L.P. ("Yorktown IX") and Yorktown Energy Partners X, L.P. ("Yorktown X") are members who together control REG. Yorktown IX Associates LLC is the sole general partner of Yorktown IX Company LP, the sole general partner of Yorktown IX. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |
| (3) | Shares owned directly by Yorktown X. Yorktown X Associates LLC is the sole general partner of Yorktown X Company LP, the sole general partner of Yorktown X. |