1. Title of Derivative Security (Instr. 4)
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2. Date Exercisable and Expiration Date (Month/Day/Year)
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3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)
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6. Nature of Indirect Beneficial Ownership (Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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| Stock Option (Right to Buy) |
(2) |
10/18/2028 |
Common Stock |
20,000 |
$ 10.01 |
D |
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| Stock Option (Right to Buy) |
(3) |
05/30/2029 |
Common Stock |
2,000 |
$ 11 |
D |
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| Stock Option (Right to Buy) |
(4) |
12/17/2029 |
Common Stock |
25,000 |
$ 1.57 |
D |
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| Stock Option (Right to Buy) |
(5) |
10/21/2030 |
Common Stock |
75,000 |
$ 1.13 |
D |
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| Stock Option (Right to Buy) |
(6) |
12/16/2030 |
Common Stock |
50,000 |
$ 1.23 |
D |
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| Stock Option (Right to Buy) |
(7) |
12/14/2031 |
Common Stock |
50,000 |
$ 1.11 |
D |
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| Stock Option (Right to Buy) |
(8) |
12/13/2032 |
Common Stock |
150,000 |
$ 1.51 |
D |
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| Stock Option (Right to Buy) |
(9) |
12/14/2033 |
Common Stock |
40,000 |
$ 4.45 |
D |
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*
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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4,687 represents restricted stock units ("RSUs") that vest in substantially equal installments on April 21, 2024, July 21, 2024, and October 21, 2024; 75,000 represents RSUs that vest in full on December 13, 2024; and 160,000 represents RSUs that vest in full on December 14, 2025, in each case subject to the reporting person's continued service with the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
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(2)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 18, 2018, subject to the reporting person's continued service with the Issuer.
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(3)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of May 30, 2019, subject to the reporting person's continued service with the Issuer.
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(4)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 17, 2019, subject to the reporting person's continued service with the Issuer.
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(5)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of October 21, 2020, subject to the reporting person's continued service with the Issuer.
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(6)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 16, 2020, subject to the reporting person's continued service with the Issuer.
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(7)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2021, subject to the reporting person's continued service with the Issuer.
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(8)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 13, 2022, subject to the reporting person's continued service with the Issuer.
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(9)
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The option vests and becomes exercisable in sixteen equal installments on each quarterly anniversary of December 14, 2023, subject to the reporting person's continued service with the Issuer.
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