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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Adams Gary Kramer 2331 CITYWEST BLVD. HOUSTON, TX 77042 |
X | |||
| /s/ Jenarae N. Garland, as Attorney-in-Fact | 03/20/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The original Form 4, filed on March 11, 2022, is being amended to correct an administrative error which misreported that the Reporting Person acquired 709 shares of Phillips 66 common stock upon the conversion of each outstanding common unit of Phillips 66 Partners LP into the right to receive 0.500 shares of Phillips 66 common stock effective on March 9, 2022 pursuant to an Agreement and Plan of Merger dated October 26, 2021 (the Merger). The Reporting Person did not directly hold any shares of Phillips 66 Partners LP common units and, therefore, no shares of Phillips 66 common stock were acquired by the Reporting Person in connection with the Merger. |
| (2) | The amount of securities beneficially owned directly by the Reporting Person shown in Column 5 reflects the total amount of securities beneficially owned by the Reporting Person as of March 20, 2024. |