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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| DONAHUE THOMAS R 1001 LIBERTY AVENUE PITTSBURGH, PA 15222-3779 |
X | VP, CFO & Treasurer | ||
| /s/ John D. Martini (Attorney-in-Fact) | 03/07/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Trust Agreement of Henry J. Lombard FBO Marianne Herdani was terminated and the 300 shares of Federated Hermes, Inc. Class B Common Stock ("FHI") it previously held, in which the reporting person had an indirect interest, were split equally between the Trust Agreement of Henry J. Lombard FBO Henry G. Lombard and the Trust Agreement of Henry J. Lombard FBO Frances L. Donahue, in which the reporting person also had an indirect interest. The Trust Agreement of Henry J. Lombard FBO Frances L. Donahue was subsequently terminated and the 300 shares of FHI it held were transferred to its beneficiary, Frances L. Donahue, the reporting person's spouse. The transfers did not involve any public sale of shares. The reporting person disclaims beneficial ownership of the shares of FHI held by his spouse and the Trust Agreement of Henry J. Lombard FBO Henry G. Lombard except to the extent of his pecuniary interest therein. |
| Remarks: The Power of Attorney dated April 24, 2014 is incorporated herein by reference. |
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