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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Till Mark Paul 1 FOUNTAIN SQUARE CHATTANOOGA, TN 37402 |
EVP & CEO, Unum International | |||
| /s/ Jullienne, J. Paul, Attorney-in-Fact | 03/05/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,344 stock-settled RSUs (as defined in footnote (2) below). |
| (2) | Includes 9,518 restricted stock units and 7,642 shares of common stock. All restricted stock units ("stock-settled RSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. |
| (3) | Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,310 stock-settled RSUs. |
| (4) | Includes 7,208 stock-settled RSUs and 8,866 shares of common stock. |
| (5) | Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,593 stock-settled RSUs. |
| (6) | Includes 5,615 stock-settled RSUs and 9,710 shares of common stock. |
| (7) | All are stock-settled RSUs, which vest in three near-equal annual installments beginning on March 1, 2025. |
| (8) | Includes 10,787 stock-settled RSUs and 9,710 shares of common stock. |
| (9) | Includes 15,858 stock-settled RSUs and 9,710 shares of common stock. |