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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| STOCK OPTION | (3) | 12/01/2029 | COMMON STOCK | 80,000 | $ 23.69 | D | |
| STOCK OPTION | (4) | 02/07/2033 | COMMON STOCK | 100,000 | $ 18.17 | D | |
| STOCK OPTION | (5) | 04/05/2032 | COMMON STOCK | 49,800 | $ 27.35 | D | |
| STOCK OPTION | (6) | 08/11/2033 | COMMON STOCK | 83,700 | $ 15.13 | D | |
| STOCK OPTION | (7) | 09/02/2031 | COMMON STOCK | 28,500 | $ 79.3 | D | |
| STOCK OPTION | (8) | 07/14/2032 | COMMON STOCK | 65,000 | $ 19.03 | D | |
| STOCK OPTION | (9) | 12/06/2031 | COMMON STOCK | 14,800 | $ 44.57 | D | |
| STOCK OPTION | (10) | 03/10/2031 | COMMON STOCK | 5,000 | $ 94.07 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Prosor Maya C/O LEMONADE, INC. 5 CROSBY STREET, 3RD FLOOR NEW YORK, NY 10013 |
Chief Business Officer | |||
| /s/ Timothy Bixby, Attorney-in-Fact for Maya Prosor | 03/04/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The Reporting Person is the owner of Cohen Holdings, LLC and has voting and dispositive control over the shares held by Cohen Holdings, LLC. |
| (2) | This number represents restricted stock units that vest in 16 quarterly installments that began on September 1, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. These 1,309 shares are the remaining restricted stock units to vest beginning on March 1, 2024. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| (3) | The option is fully vested and exercisable. |
| (4) | The options vest in 16 quarterly installments which began on December 1, 2022. The option is vested and exercisable as to 25,000 shares. |
| (5) | The options vest in 16 quarterly installments which began on April 5, 2022. The option is vested and exercisable as to 21,791 shares. |
| (6) | The options vest in 16 quarterly installments which began on August 7, 2023. The option is vested and exercisable as to 10,464 shares. |
| (7) | The options vest in 16 quarterly installments which began on September 1, 2021. The option is vested and exercisable as to 16,033 shares. |
| (8) | The options vest in 16 quarterly installments which began on July 14, 2022. The option is vested and exercisable as to 24,378 shares. |
| (9) | The options vest in 16 quarterly installments which began on December 6, 2021. The option is vested and exercisable as to 7,400 shares. |
| (10) | The options vest in 16 quarterly installments which began on March 10, 2021. The option is vested and exercisable as to 3,440 shares. |
| Remarks: Exhibit 24 - Power of Attorney. |
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