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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| MICROSOFT CORP ONE MICROSOFT WAY REDMOND, WA 98052-6399 |
X | |||
| Activision Publishing, Inc. 2701 OLYMPIC BOULEVARD, BUILDING B SANTA MONICA, CA 90404 |
X | |||
| Activision Entertainment Holdings, Inc. 2701 OLYMPIC BOULEVARD, BUILDING B SANTA MONICA, CA 90404 |
X | |||
| Activision Blizzard, Inc. 2701 OLYMPIC BOULEVARD, BUILDING B SANTA MONICA, CA 90404 |
X | |||
| MICROSOFT CORPORATION, By: /s/ Keith R. Dolliver, Name: Keith R. Dolliver, Title: Corporate Secretary | 02/26/2024 | |
| **Signature of Reporting Person | Date | |
| ACTIVISION PUBLISHING, INC., By: /s/ Grant Dixton, Name: Grant Dixton, Title: Chief Legal Officer | 02/26/2024 | |
| **Signature of Reporting Person | Date | |
| ACTIVISION ENTERTAINMENT HOLDINGS, INC., By: /s/ Grant Dixton, Name: Grant Dixton, Title: Chief Legal Officer | 02/26/2024 | |
| **Signature of Reporting Person | Date | |
| ACTIVISION BLIZZARD, INC., By: /s/ Grant Dixton, Name: Grant Dixton, Title: Chief Legal Officer | 02/26/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares held directly by Activision Publishing, Inc. Activision Publishing, Inc. is a wholly owned subsidiary of Activision Entertainment Holdings, Inc. Activision Entertainment Holdings, Inc. is a wholly owned subsidiary of Activision Blizzard, Inc. Activision Blizzard, Inc. is a wholly owned subsidiary of Microsoft Corporation. By virtue of these relationships, Activision Entertainment Holdings, Inc., Activision Blizzard, Inc., and Microsoft Corporation may be deemed to beneficially own the securities held directly by Activision Publishing, Inc. |
| Remarks: Reporting Persons disclaim beneficial ownership of the securities except to the extent of Reporting Persons' pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, the Reporting Persons state that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose. |
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