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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | 02/09/2023(3) | 02/09/2025(3) | Common Stock | 1,231 | $ 0 | D | |
| Restricted Stock Units | 02/09/2024(3) | 02/09/2026(3) | Common Stock | 2,231 | $ 0 | D | |
| Restricted Stock Units | 02/05/2025(3) | 02/05/2027(3) | Common Stock | 6,234 | $ 0 | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Mansfield Luke Christopher HARLEY-DAVIDSON, INC. 3700 WEST JUNEAU AVENUE MILWAUKEE, WI 53208 |
Chief Commercial Officer | |||
| /s/ Paul J. Krause, as Power of Attorney | 02/21/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Effective February 12, 2024, Mr. Mansfield was appointed Chief Commercial Officer of Harley-Davidson Motor Company and designated an officer of the Issuer for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. He was previously an officer of the Issuer from November 2018 until February 2021. |
| (2) | Balance reflects the most current data available with regard to holdings in the 401(k) Plan. |
| (3) | Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested. |