SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO (s)240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO (s)240.13d-2
(Amendment No.2)
1
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SWK HOLDINGS CORPORATION
(Name of Issuer)
Common Stock, par value $0.001 per share
(Title of Class of Securities)
78501P203
(CUSIP Number)
December 31, 2023
(Date of Event Which Requires Filing of This Statement)
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Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
1
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("
Act
") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however,
see
the
Notes
).
CUSIP No.78501P203 Page 2 of 7 Pages
1
NAMES OF REPORTING PERSONS
J. Carlo Cannell
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
5
NUMBER OF SHARES SOLE VOTING POWER
BENEFICIALLY OWNED BY 0
EACH REPORTING
PERSON WITH
6
SHARED VOTING POWER
823,652
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
823,652
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
823,652
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.59%
12 TYPE OF REPORTING PERSON
IN, HC
CUSIP No.78501P203 Page 3 of 7 Pages
1
NAMES OF REPORTING PERSONS
I.R.S. Identification Nos. of Above Persons (Entities Only)
Cannell Capital LLC
94-3366999
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
(b)
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Wyoming, USA
5
NUMBER OF SHARES SOLE VOTING POWER
BENEFICIALLY OWNED BY 0
EACH REPORTING
PERSON WITH
6
SHARED VOTING POWER
823,652
7
SOLE DISPOSITIVE POWER
0
8
SHARED DISPOSITIVE POWER
823,652
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
823,652
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(see instructions)
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.59%
12 TYPE OF REPORTING PERSON
IA
CUSIP No.78501P203 Page 4 of 7 Pages
Item 1.
a) Name of Issuer
SWK Holdings Corporation
b) Address of issuer's principal
executive offices:
5956 Sherry Lane, Suite 650
Dallas, TX 75225
Item 2.
a) Name of person filing:
Cannell Capital LLC
b) Address or principal business
office or, if none, residence:
245 Meriwether Circle
Alta, WY 83414
c) Citizenship:
Wyoming, USA
d) Title of class of securities:
Common Stock
e) CUSIP No.:
78501P203
Item 3.
If this statement is filed pursuant to (s)240.13d-1(b) or
(s)240.13d-2(b) or (c), check whether the person filing is a:
(a) Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o).
(b) Bank as defined in section 3(a)(6)
of the Act (15 U.S.C. 78c).
(c) Insurance company as defined in section
3(a)(19) of the Act(15 U.S.C. 78c).
(d) An Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) An investment adviser in accordance
with Section (s)240.13d-1(b)(1)(ii)(E).
(f) An Employee benefit plan or endowment fund in
accordance with Section (s)240.13d-1(b)(1)(ii)(F).
(g) A Parent holding company or control person in
accordance with Section (s)240.13d-1(b)(1)(ii)(G).
(h) A Savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) A Church plan that is excluded from the definition of an investment company
under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).
(j) A non-U.S. institution in accordance
with Section (s)240.13d-1(b)(1)(ii)(J).
(k) Group, in accordance with Section
(s)240.13d-1(b)(1)(ii)(J).
CUSIP No.78501P203 Page 5 of 7 Pages
Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially
owned: 823,652.
(b) Percent of class: 6.59%.
(c) Number of shares as to
which the person has:
(i) Sole power to vote or
to direct the vote 0.
(ii) Shared power to vote or to
direct the vote 823,652.
(iii) Sole power to dispose or to
direct the disposition of 0.
(iv) Shared power to dispose or to direct the disposition of 823,652. Instruction. For computations
regarding securities which represent a right to acquire an underlying security see (s)240.13d-3(d)(1).
Item 5. Ownership of 5 Percent or Less of a Class.
Not Applicable.
Item 6.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control Person.
Not Applicable.
Item 8. Identification and Classification
of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certifications.
Not Applicable.
CUSIP No.78501P203 Page 6 of 7 Pages
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
02/14/2024
Date
By: /s/ J. Carlo Cannell
Name: J. Carlo Cannell
Cannell Capital LLC
By: /s/ J. Carlo Cannell
Name: J. Carlo Cannell
Title: Managing Member
CUSIP No.78501P203 Page 7 of 7 Pages
Exhibit A
Agreement Regarding the Joint Filing of Schedule 13G
The undersigned hereby agree as follows:
1) Each of them is individually eligible
to use the Schedule 13G to which this
Exhibit is attached, and such Schedule
13G is filed on behalf each of them;
2) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for
the completeness and accuracy of the information concerning such person contained therein; but none of
them is responsible for the completeness or accuracy of the information concerning the other persons
making the filing, unless such person knows or has reason to believe that such information is inaccurate.
By: /s/ J. Carlo Cannell
Name: J. Carlo Cannell
Cannell Capital LLC
By: /s/ J. Carlo Cannell
Name: J. Carlo Cannell
Title: Managing Member