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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | (3) | (3) | Common Stock | 3,360 | 3,360 | D | ||||||||
| Stock Options (Right to Buy) | $ 100.39 | (3) | 02/01/2029 | Common Stock | 11,936 | 11,936 | D | ||||||||
| Stock Options (Right to Buy) | $ 100.39 | (4) | 02/01/2029 | Common Stock | 15,912 | 15,912 | D | ||||||||
| Restricted Stock Units | (2) | (5) | (5) | Common Stock | 7,140 | 7,140 | D | ||||||||
| Stock Options (Right to Buy) | $ 94.52 | (5) | 08/15/2029 | Common Stock | 22,200 | 22,200 | D | ||||||||
| Stock Options (Right to Buy) | $ 94.52 | (6) | 08/15/2029 | Common Stock | 29,600 | 29,600 | D | ||||||||
| Restricted Stock Units | (2) | (7) | (7) | Common Stock | 9,074 | 9,074 | D | ||||||||
| Stock Options (Right to Buy) | $ 84.61 | (7) | 08/15/2030 | Common Stock | 24,424 | 24,424 | D | ||||||||
| Stock Options (Right to Buy) | $ 84.61 | (8) | 08/15/2030 | Common Stock | 30,059 | 30,059 | D | ||||||||
| Restricted Stock Units | (2) | (9) | (9) | Common Stock | 19,823 | 19,823 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Geist William 614 MCKINLEY PL NE MINNEAPOLIS, MN 55413 |
PRESIDENT, PROTEIN SCIENCES | |||
| /s/ Andrew Nick as Attorney-in-Fact for William Geist pursuant to Power of Attorney previously filed | 02/05/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Includes 3,320 shares of restricted stock units for which the risk of forfeiture will lapse on 2/1/2025. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of Bio-Techne common stock. |
| (3) | Vests in full or in part on 8/6/2024 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| (4) | Options to purchase 3,980 shares vest on each of 2/1/2023 and 2/1/2024 and options to purchase 3,976 shares vest on each of 2/1/2025 and 2/1/2026. |
| (5) | Vests in full or in part on 8/15/2025 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| (6) | Options to purchase 7,400 shares vest on each of 8/15/2023, 8/15/2024, 8/15/2025 and 8/15/2026. |
| (7) | Vests in full or in part on 8/15/2026 if certain performance goals are achieved (or such later date as performance is certified by the Administrator). |
| (8) | Options to purchase 7,515 shares vest on each of 8/15/2024, 8/15/2025, 8/15/2027, and 7,514 shares vest on 8/15/2026. |
| (9) | 9,912 restricted stock units vest on 11/1/2024 and 9,911 restricted stock units vest on 11/1/2025. |