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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units (1) | (2) | (2) | Ordinary Shares | 1,000,000 | $ (3) | D | |
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Cheah Chee Loong C/O EMEREN GROUP LTD 100 FIRST STAMFORD PLACE, SUITE 302 STAMFORD, CT 06902 |
*CIO and EVP | |||
| /s/ Suzanne Wilson as Power of Attorney | 01/05/2024 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | These restricted stock units were omitted from the reporting person's original Form 3 filed on January 3, 2024. |
| (2) | The restricted stock units vest in three installments, with 333,330 units vesting on each of February 22, 2024 and February 22, 2025 and 333,340 units vesting on February 22, 2026, contingent on the reporting person's continued service until the vesting date, subject to certain exceptions. |
| (3) | The restricted stock units represent a right to receive American Depositary Shares representing the number of ordinary shares of Emeren Group Ltd set forth above. |
| Remarks: *Chief Information Officer and Executive Vice President |
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