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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (2) | 09/20/2023 | M | 563 | (2) | (2) | Class A Common Stock | 563 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (3) | 09/20/2023 | M | 563 | (3) | (3) | Class A Common Stock | 563 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (4) | 09/20/2023 | M | 757 | (4) | (4) | Class A Common Stock | 757 | $ 0 | 758 | D | ||||
| Restricted Stock Units | (5) | 09/20/2023 | M | 757 | (5) | (5) | Class A Common Stock | 757 | $ 0 | 758 | D | ||||
| Restricted Stock Units | (6) | 09/20/2023 | M | 3,784 | (6) | (6) | Class A Common Stock | 3,784 | $ 0 | 7,569 | D | ||||
| Restricted Stock Units | (7) | 09/20/2023 | A | 10,683 | (7) | (7) | Class A Common Stock | 10,683 | $ 0 | 10,683 | D | ||||
| Restricted Stock Units | (8) | 09/21/2023 | M | 1,000 | (8) | (8) | Class A Common Stock | 1,000 | $ 0 | 1,000 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| OQuinn Daniel C/O SCIPLAY CORPORATION 6601 BERMUDA ROAD LAS VEGAS, NV 89119 |
Interim CFO and Secretary | |||
| /s/ James Sottile, attorney-in-fact for Daniel O'Quinn | 09/22/2023 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. |
| (2) | Represents vesting of one-fourth of restricted stock units granted on September 20, 2019. The award is fully vested. Each restricted stock unit converted into a share of class A common stock on a one-for-one basis. |
| (3) | Represents vesting of one-fourth of restricted stock units granted on September 20, 2019. These restricted stock units were granted subject to achievement of a performance condition, which condition was determined to have been achieved. The award is fully vested. Each restricted stock unit converted into a share of class A common stock on a one-for-one basis. |
| (4) | Represents vesting of one-third of restricted stock units granted on September 20, 2021. The balance of the award is scheduled to vest on September 20, 2024. Each restricted stock unit converts into a share of class A common stock on a one-for-one basis. |
| (5) | Represents vesting of one-third of restricted stock units granted on September 20, 2021. The balance of the award is scheduled to vest on September 20, 2024. These restricted stock units were granted subject to achievement of a performance condition, which condition was determined to have been achieved. Each restricted stock unit converts into a share of class A common stock on a one-for-one basis. |
| (6) | Represents vesting of one-third of restricted stock units granted on February 2, 2023. The balance of the award is scheduled to vest on September 20, 2024 and September 20, 2025 as to 3,784 and 3,785 shares, respectively. Each restricted stock unit converts into a share of class A common stock on a one-for-one basis. |
| (7) | The restricted stock units are scheduled to vest in three equal installments of 3,561 shares on each of September 20, 2024, September 20, 2025 and September 20, 2026. Each restricted stock unit converts into a share of common stock on a one-for-one basis. |
| (8) | Represents vesting of restricted stock units granted on September 21, 2020. The balance of the award is scheduled to vest on September 21, 2024. Each restricted stock unit converts into a share of class A common stock on a one-for-one basis. |