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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock | (13) | 09/15/2023 | G(1) | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 1,848,998 | I | By Trust (6) | |||
| Class B Common Stock | (13) | 09/15/2023 | G(2) | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 1,819,998 | I | By Trust (6) | |||
| Class B Common Stock | (13) | 09/15/2023 | G(3) | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 1,790,998 | I | By Trust (6) | |||
| Class B Common Stock | (13) | 09/15/2023 | G(3) | V | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 29,000 | I | By Trust (7) | ||
| Class B Common Stock | (13) | 09/15/2023 | G(4) | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 1,761,998 | I | By Trust (6) | |||
| Class B Common Stock | (13) | 09/15/2023 | G(4) | V | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 29,215 | I | By Trust (8) | ||
| Class B Common Stock | (13) | 09/15/2023 | G(5) | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 1,732,998 | I | By Trust (6) | |||
| Class B Common Stock | (13) | 09/15/2023 | G(5) | V | 29,000 | (13) | (13) | Class A common stock | 29,000 | $ 0 | 29,492 | I | By Trust (9) | ||
| Class B Common Stock | (13) | (13) | (13) | Class A common stock | 129,308 | 129,308 | D (10) | ||||||||
| Class B Common Stock | (13) | (13) | (13) | Class A common stock | 87,776 | 87,776 | I | See Footnote (11) | |||||||
| Class B Common Stock | (13) | (13) | (13) | Class A common stock | 313 | 313 | I | See Footnote (12) | |||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ROSE WILLIAM 4215 WEST LOVERS LANE, SUITE 200 DALLAS, TX 75209 |
X | |||
| /s/ Charles E. Gale, Attorney-In-Fact for William E. Rose | 09/19/2023 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to a family trust. |
| (2) | This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to a family trust. |
| (3) | This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the Edward Alexander Rose 1999 Trust, for which William E. Rose serves as co-trustee. |
| (4) | This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the Charles Henry Rose 2001 Trust. |
| (5) | This transaction represents the donative transfer of shares of Class B common stock. On September 15, 2023, these 29,000 shares were transferred from the Evelyn Potter Rose Survivor's Trust to the John William Rose 2002 Trust. |
| (6) | These shares are owned directly by the Evelyn Potter Rose Survivor's Trust, for which Charles E. Gale and Evelyn P. Rose serve as co-trustees. |
| (7) | These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the Edward Alexander Rose 1999 Trust. |
| (8) | These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the Charles Henry Rose 2001 Trust. |
| (9) | These shares are owned indirectly by William E. Rose, a director of the Issuer, as co-trustee of the John William Rose 2002 Trust. |
| (10) | These shares are owned directly by William E. Rose, a director of the Issuer. |
| (11) | These shares are owned directly by the Evelyn P. Rose Fidelity SEP IRA and indirectly by Evelyn R. Rose. |
| (12) | These shares are owned directly by the Charles E. Gale Fidelity Rollover IRA and indirectly by Charles E. Gale. |
| (13) | The Class B common stock is convertible into Class A common stock on a one-for-one basis at the holder's election at any time. The conversion right of the Class B common stock has no expiration date. |