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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Option to Purchase American Depositary Shares (1) (2) | $ 1.7 | 06/14/2023 | A | 20,572 | (3) | 06/14/2033 | American Depositary Shares (2) | 20,572 | $ 0 | 20,572 | D | ||||
| Option to Purchase American Depositary Shares (1) (2) | $ 1.62 | 03/16/2023 | A | 6,857 | (4) | 03/21/2033 | American Depositary Shares (2) | 6,857 | $ 0 | 6,857 | D | ||||
| Option to Purchase American Depositary Shares (1) (2) | $ 3.53 | 03/07/2022 | A | 6,820 | (5) | 03/07/2032 | American Depositary Shares (2) | 6,820 | $ 0 | 6,820 | D | ||||
| Option to Purchase American Depositary Shares (1) (2) | $ 27.26 | 04/19/2021 | A | 11,884 | (6) | 04/19/2031 | American Depositary Shares (2) | 11,884 | $ 0 | 11,884 | D | ||||
| Option to Purchase American Depositary Shares (1) (2) | $ 0.8 | 10/28/2016 | A | 10,123 | (7) | 10/27/2017 | American Depositary Shares (2) | 10,123 | $ 0 | 10,123 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Darvish Nissim C/O CHEMOMAB THERAPEUTICS LTD. KIRYAT ATIDIM, BUILDING 7 TEL AVIV, L3 6158002 |
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| /s/ Matthew Rudolph, Esq., Attorney-in-Fact for Nissim Darvish | 07/05/2023 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | No transaction has been effected by the Reporting Person with respect to these securities, and they are being included in this Form 4 for informational purposes only. |
| (2) | Each American Depositary Share (ADS) represents twenty (20) ordinary shares, no par value, of the Issuer. |
| (3) | These options vest and become exercisable in equal monthly installments over a 36 month period, subject to the Reporting Person's continued service. |
| (4) | These options were granted as per the annual grant of options to directors. These options vest and become exercisable in their entirety on March 16, 2024, subject to the Reporting Person's continued service. |
| (5) | These options vested and became exercisable in their entirety on March 16, 2023. These options were granted as per the annual grant of options to directors. |
| (6) | These options vest and become exercisable in equal monthly installments over a 36 month period commencing on March 16, 2021, subject to the Reporting Person's continued service. |
| (7) | The options reported in this row have all vested and are exercisable as of the date hereof, subject to the Reporting Person's continued service. |