UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
UmpquaHoldings Corp
(Name of Issuer)
Common Shares
(Title ofClass of Securities)
904214103
(CUSIP Number)
December 30, 2022
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box todesignate the rule pursuant to which this Schedule
is filed:
Rule
13d-1(b)
Rule
13d-1(c)
Rule
13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this formwith respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the SecuritiesExchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 13
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CUSIP No. 904214103
1. Names of Reporting Persons
Macquarie Group Limited
2. Check the Appropriate Boxif a Member of a Group (See Instructions)
(a) (b)
3. SEC Use Only
4. Citizenship or Place ofOrganization
Sydney, New South WalesAustralia
Number of 5. Sole Voting Power
Shares
Beneficially 0
Owned by
Each
Reporting
Person
With
6. Shared Voting Power
0
7. Sole Dispositive Power
0
8. Shared Dispositive Power
0
9. Aggregate Amount Beneficially
Owned by Each Reporting Person
12,367,145 deemed beneficially owned due to reporting person's ownership of Macquarie Management Holdings Inc.
and MacquarieInvestment Management Business Trust whose individual holdings are shown on the following forms.
10. Check if the AggregateAmount in Row (9)
Excludes Certain Shares (See Instructions)
11. Percent ofClass Represented
by Amount in Row (9)
5.70%
12. Type of Reporting Person(See Instructions)
HC
Page 2 of 13
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CUSIP No. 904214103
1. Names of Reporting Persons
Macquarie Management Holdings Inc
2. Check the Appropriate Boxif a Member of a Group (See Instructions)
(a) (b)
3. SEC Use Only
4. Citizenship or Place ofOrganization
State ofDelaware
Number of 5. Sole Voting Power
Shares
Beneficially 12,312,349
Owned by
Each
Reporting
Person
With
6. Shared Voting Power
0
7. Sole Dispositive Power
12,312,349
8. Shared Dispositive Power
0
9. Aggregate Amount Beneficially Owned by Each Reporting Person
12,367,145 deemed beneficially owned due to reporting person's ownership of Macquarie Investment Management BusinessTrust
10. Check if the AggregateAmount in Row (9) Excludes Certain Shares (See Instructions)
11. Percent ofClass Represented by Amount in Row (9)
5.70%
12. Type of Reporting Person(See Instructions)
HC
Page 3 of 13
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CUSIP No. 904214103
1. Names of Reporting Persons
Macquarie Investment Management Business Trust
2. Check the Appropriate Boxif a Member of a Group (See Instructions)
(a) (b)
3. SEC Use Only
4. Citizenship or Place ofOrganization
State ofDelaware
Number of 5. Sole Voting Power
Shares
Beneficially 12,312,349
Owned by
Each
Reporting
Person
With
6. Shared Voting Power
0
7. Sole Dispositive Power
12,312,349
8. Shared Dispositive Power
0
9. Aggregate Amount Beneficially Owned by Each Reporting Person
12,367,145
10. Check if the AggregateAmount in Row (9) Excludes Certain Shares (See Instructions)
11. Percent ofClass Represented by Amount in Row (9)
5.70%
12. Type of Reporting Person(See Instructions)
IA
Page 4 of 13
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Item 1.
(a) Name of Issuer
Umpqua Holdings Corp
(b) Address of Issuer's Principal Executive Offices
5885 Meadows Road Suite 400 Lake Oswego, OR 97035
Item 2.
(a) Name of Person
Filing This Schedule 13G is jointly filed by Macquarie Group Limited,
Macquarie Management Holdings Inc and Macquarie Investment ManagementBusiness
Trust
(b) Address of Principal Business Office or, if none, Residence
The principal business address of Macquarie Group Limited is 50 Martin Place
Sydney, New South Wales, Australia. The principal businessaddress of Macquarie
Management Holdings Inc. and Macquarie Investment Management Business Trust is
2005 Market Street, Philadelphia, PA 19103.
(c) Citizenship
Macquarie Group Limited--Sydney, New South Wales, Australia Corporation
Macquarie Management Holdings Inc., Macquarie InvestmentManagement Business
Trust- incorporated or formed under the laws of the State of Delaware.
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number
904214103
Item 3. If this statement is filed pursuant to
(s)(s)240.13d-1(b)
or
240.13d-2(b)
or (c), check whether the person filing is a:
(a) Broker or dealer registered under
section 15 of the Act (15 U.S.C. 78o);
(b) Bank as defined in section 3(a)(6)
of the Act (15 U.S.C. 78c);
(c) Insurance company as defined in section
3(a)(19) of the Act (15 U.S.C. 78c);
(d) Investment company registered under section 8 of
the Investment Company Act of 1940 (15 U.S.C.
80a-8);
(e) An investment adviser
in accordance with
(s)240.13d-1(b)(1)(ii)(E);
(f) An employee benefit plan or
endowment fund in accordance with
(s)240.13d-1(b)(1)(ii)(F);
(g) A parent holding company or
control person in accordance with
(s)240.13d-1(b)(1)(ii)(G);
(h) A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) A church plan that is excluded from the definition of an investment company
under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C.
80a-3);
(j) A
non-U.S.
institution in accordance with
(s) 240.13d-1(b)(1)(ii)(J);
(k) Group, in accordance with (s)
240.13d-1(b)(1)(ii)(K). If filing as a
non-U.S.
institution in accordance with (s) 240.13d-1(b)(1)(ii)(J), please
specify the type ofinstitution:____________________________
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Item 4. Ownership
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
See responses on the cover page hereto.
(b) Percent of class:
See responses on the cover page hereto.
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
See responses on the cover page hereto.
(ii) Shared power to vote or to direct the vote
0
(iii) Sole power to dispose or to direct the disposition of
See responses on the cover page hereto.
(iv) Shared power to dispose or to direct the disposition of
0
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than
fivepercent of the class of securities, check the following
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By theParent Holding Company or Control Person
See Exhibit A.
Item 8. Identification and Classification of Members of the Group
Not applicable.
Item 9. Notice of Dissolution of Group
Not applicable.
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Item 10. Certification
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are held in the ordinary course
ofbusiness and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in anytransaction having that purpose or effect.
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Macquarie Group Limited February 14, 2023
Date
/s/ Michael Wainer /s/ Charles Glorioso
Signature Signature
Michael Wainer Charles Glorioso
Associate Director Division Director
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in thisstatement is true, complete and correct.
Macquarie Management Holdings, Inc. February 14, 2023
Date
/s/ Brian L. Murray
Signature
Brian L. Murray
Chief Compliance Officer
Macquarie Investment Management Business Trust February 14, 2023
Date
/s/ Brian L. Murray
Signature
Brian L. Murray
Chief Compliance Officer
Page 8 of 13
EXHIBIT A
AGREEMENT TO FILE JOINT ACQUISITION STATEMENTS
AGREEMENT madethis 2
nd
day of FEBRUARY, 2021 by and between Delaware Funds
(R)
by Macquarie listed on Annex A hereto, Macquarie Investment ManagementBusiness
Trust, Macquarie Management Holdings, Inc, and the Macquarie Parties listed on
Annex B hereto (collectively referred to as the "parties").
WHEREAS, the parties hereto may be deemed to be the direct or indirect
beneficial owners of the same equity securities for the purpose of the
reportingrequirements of Section 13(d) of the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and
WHEREAS, the regulationspromulgated under Section 13(d) of the Exchange Act
permit the joining of such beneficial owners in the filing of a single Joint
Acquisition Statement reporting such ownership to the Securities and Exchange
Commission.
NOW, THEREFORE, in consideration of the mutual covenants herein contained, and
each of the parties hereto intending to be legally bound, it is agreed
asfollows:
1. In the event that any two or more parties shall be deemed to be the direct
or indirect beneficial owners of the same equity security requiredto be
reported to the Securities and Exchange Commission such parties may join
together in the filing of a Joint Acquisition Statement with respect to that
security. Additional persons who may after the date hereof be deemed to be the
direct orindirect beneficial owners of the same equity security as a party
hereto and required to be reported to the Securities and Exchange Commission
(a "New Party") may be added as a party this agreement by signing a
counterpart hereof. Anamendment to this agreement is deemed effective upon the
signature of such new party and the amendment of the applicable Annex which
may be affixed to this agreement as amended. Each party hereto agrees that
this agreement, as it may be amended fromtime to time as provided herein, is a
valid and binding agreement of each such party.
2. With respect to each Joint Acquisition Statement in which a partyjoins,
each party acknowledges that (a) it will be eligible under applicable
regulations of the Securities and Exchange Commission to join in the filing
and (b) it will be responsible for the timely filing of such statement and
anyamendments thereto and the completeness and accuracy of the information
concerning such party; but each such party shall not be responsible for the
completeness and accuracy of the information concerning the other parties
making the filing, unlesssuch party knows or has reason to believe that such
information with respect to such other parties is inaccurate.
3. The parties consent to the inclusionof a copy of this agreement as an
exhibit to any Joint Acquisition Statement filed on behalf of any of them.
Page 9 of 13
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IN WITNESS WHEREOF, the parties hereto have executed this agreement by their
duly authorized officers as ofthe date set forth above.
DELAWARE FUNDS
(R)
BY MACQUARIE (listed on Annex A hereto)
ATTEST BY:
/s/ Brian L. Murray /s/ David Connor
Signature Signature
Brian L. Murray David Connor
Chief Compliance Officer General Counsel
MACQUARIE INVESTMENT MANAGEMENT BUSINESS TRUST
/s/ Brian L. Murray /s/ David Connor
Signature Signature
Brian L. Murray David Connor
Chief Compliance Officer General Counsel
MACQUARIE MANAGEMENT HOLDINGS, INC.
/s/ Brian L. Murray /s/ David Connor
Signature Signature
Brian L. Murray David Connor
Chief Compliance Officer General Counsel
THE MACQUARIE PARTIES (LISTED ON ANNEX B HERETO)
ATTEST BY:
/s/ Michael Wainer /s/ Charles Glorioso
Signature Signature
Michael Wainer Charles Glorioso
Associate Director Division Director
Page 10 of 13
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Annex A-- Delaware Funds
SM
byMacquarie
DELAWARE GROUP EQUITY FUNDS I
DELAWARE GROUPEQUITY FUNDS II
DELAWARE GROUP EQUITY FUNDS IV
DELAWAREGROUP EQUITY FUNDS V
DELAWARE GROUP INCOME FUNDS
DELAWAREGROUP LIMITED-TERM GOVERNMENT FUNDS
DELAWARE GROUP CASH RESERVE
DELAWARE GROUP GOVERNMENT FUND
DELAWARE GROUP STATE
TAX-FREE
INCOME TRUST
DELAWARE GROUP
TAX-FREE
FUND
DELAWARE GROUP GLOBAL & INTERNATIONAL FUNDS
DELAWAREGROUP ADVISER FUNDS
DELAWARE VIP TRUST
DELAWARE POOLEDTRUST
DELAWARE GROUP FOUNDATION FUNDS
DELAWARE INVESTMENTSDIVIDEND AND INCOME FUND, INC.
DELAWARE ENHANCED GLOBAL DIVIDEND AND INCOME FUND
INVESTED PORTFOLIOS
IVY HIGH INCOME OPPORTUNITIES FUND
IVY FUNDS
IVY VARIABLE INSURANCE PORTFOLIOS
SM
VOYAGEUR INSURED FUNDS
VOYAGEUR INTERMEDIATE TAX FREE FUNDS
VOYAGEUR MUTUAL FUNDS
VOYAGEUR MUTUAL FUNDS II
VOYAGEUR MUTUAL FUNDS III
VOYAGEUR TAX FREE FUNDS
DELAWARE INVESTMENTS COLORADO MUNICIPALINCOME FUND, INC.
DELAWARE INVESTMENTS NATIONAL MUNICIPAL INCOME FUND
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC.
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Annex B -- the Macquarie Parties
Macquarie Group Limited
Macquarie Bank Limited
Macquarie Affiliated Managers (USA) Inc.
Macquarie AffiliatedManagers Holdings (USA) Inc.
Macquarie Americas Holdings Pty Ltd.
Macquarie B.H. Pty Limited
Macquarie FG Holdings Inc.
Macquarie Funding Holdings LLC
Macquarie Investment ManagementEurope Limited
Page 12 of 13
Exhibit 99.B
EXHIBIT B
Powers of Attorney for Macquarie Group Limitedand Macquarie Bank Limited
incorporated by reference to 13G filings made by Macquarie Group Limited and
Macquarie Bank Limited on May 25, 2021.
Page 13 of 13