UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 6-K

 

REPORT OF FOREIGN ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16

OF THE SECURITIES EXCHANGE ACT OF 1934

January 30, 2023

(Commission File Number: 001-15128)

 

United Microelectronics Corporation

(Translation of registrant’s name into English)

 

No.3 Li Hsin Road II

Science Park

Hsinchu, Taiwan, R.O.C.

(Address of principal executive office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F        Form 40-F  

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

 

 

 

 

 


 

 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

United Microelectronics Corporation

 

 

 

By:

Chitung Liu

Name:

Chitung Liu

Title:

CFO

Date: January 30, 2023

 

 


2


 

 

 

EXHIBIT INDEX

 

Exhibit 

 

Description 

 

99

 

 

6K on 01/30/2023

 

 

3

0001564590-23-000886umc-ex99_7.htm

 

                                                                        www.umc.com

Exhibit

Exhibit            Description

 

99.1                 Announcement on 2022/12/30: UMC will convene Q4 2022 Investor Conference

99.2                 Announcement on 2023/01/04: To announce the repurchase and cancellation of Currency Linked Zero Coupon Exchangeable Bonds due 2026

99.3                 Announcement on 2023/01/11: The change of Chief Information Security Officer

99.4                 Announcement on 2023/01/06: December Revenue

99.5                 Announcement on 2023/01/15: the trading and pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.1

UMC will convene Q4 2022 Investor Conference

1. Date of institutional investor conference: 2023/01/16

2. Time of institutional investor conference: 17:00

3. Location of institutional investor conference: Online teleconference

4. Outline of institutional investor conference:

UMC Q4 2022 Financial and Operating Results

5. Any other matters that need to be specified: None

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.2

To announce the repurchase and cancellation of Currency Linked Zero Coupon Exchangeable Bonds due 2026

1. Date of occurrence of the event: 2023/01/04

2. Company name: UNITED MICROELECTRONICS CORP.

3. Relationship to the Company (please enter “head office” or “subsidiaries”): head office

4. Reciprocal shareholding ratios: N/A

5. Cause of occurrence:

During the fourth quarter of 2022, the Company has repurchased US$20.6 million principal amount of Bonds and has cancelled such repurchased Bonds.

6. Countermeasures: None

7. Any other matters that need to be specified: None

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.3

The change of Chief Information Security Officer

1. Type of personnel changed (please enter: spokesperson, acting spokesperson, important personnel (CEO, COO, CMO, CSO, etc.), financial officer, accounting officer, corporate governance officer, chief information security officer, research and development officer, chief internal auditor, or designated and non-designated representatives):

Chief Information Security Officer

2. Date of occurrence of the change: 2023/01/11

3. Name, title, and resume of the previous position holder: S S Hong, Vice President

4. Name, title, and resume of the new position holder: TS Wu, Vice President

5. Type of the change (please enter: “resignation”, “position adjustment”, “dismissal”, “retirement”, “death” or “new replacement”): position adjustment

6. Reason for the change: position adjustment

7. Effective date: 2023/01/11

8. Any other matters that need to be specified: None

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


 

 

Exhibit 99.4

United Microelectronics Corporation

January 6, 2022

This is to report the changes or status of 1) Sales volume, 2) Funds lent to other parties, 3) Endorsements and guarantees, and 4) Financial derivative transactions for the period of December 2022.

 

1)

Sales volume (NT$ Thousand)

Period

Items

2022

2021

Changes

%

December

Net sales

20,946,009

20,279,580

666,429

3.29%

Year-to-Date

Net sales

278,705,264

213,011,018

65,694,246

30.84%

 

2)

Funds lent to other parties (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC (Note1)

0

0

         31,481,040

Note1: On April 28, 2021, the board of directors resolved to lend funds to Wavetek for the amount up to NT$ 500 million. The amount lent to Wavetek expired in July, 2022.

 

 

3)

Endorsements and guarantees (NT$ Thousand)

Balance as of period end

This Month

(actual amount provided)

Last Month

(actual amount provided)

Limit of lending

UMC

10,217,964

13,436,500

141,664,679

Note: On February 22, 2017, March 7, 2018, October 24, 2018, July 24,2019, December 18, 2019, July 29, 2020, October 29, 2020, December 16, 2020, July 28, 2021, October 27, 2021, December 15, 2021, April 27, 2022, October 26, 2022 and December 16, 2022, the board of directors resolved to provide endorsement to USC(Xiamen)’s syndicated loan from banks for the amount up to US$ 30 million and CNY¥ 2,121 million.

4)

Financial derivatives transactions:

aNot under hedging accounting: NT$ thousand

UMC

  Financial instruments

Option

Forwards

IRS

Put

Call

  Deposit Paid

0

0

0

0

  Royalty Income (Paid)

0

0

0

0

  Unwritten-off Trading

 

 

 

 

  Contracts

0

0

0

0

  Fair Value

0

0

0

0

  Net profit (loss) from Fair Value

0

0

0

0

  Written-off Trading

 

 

 

 

  Contracts

0

0

5,384,967

0

  Realized profit (loss)

0

0

(81,301)

0

 

 

 


 

 

Exhibit 99.5

United Microelectronics Corporation

For the month of December, 2022

This is to report 1) the trading of directors, executive officers and 10% shareholders of United Microelectronics Corporation (“UMC”) (NYSE: UMC); 2) the pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders of UMC;

1)

The trading of directors, executive officers and 10% shareholders

Title

Name

Number of shares as of November 30, 2022

Number of shares as of December 31, 2022

Changes

Senior Vice President

Lucas S Chang

1,520,000

1,500,000

(20,000)

2)

The pledge and clear of pledge of UMC common shares by directors, executive officers and 10% shareholders:

Title

Name

Number of shares as of November 30, 2022

Number of shares as of December 31, 2022

Changes

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