1. Title of Derivative Security (Instr. 4)
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2. Date Exercisable and Expiration Date (Month/Day/Year)
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3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5)
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6. Nature of Indirect Beneficial Ownership (Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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| Phantom Shares |
(1) |
(1) |
Common Stock |
765 |
$ 0 (1) |
D |
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| Employee Stock Option (Right to Buy) |
(2) |
02/14/2029 |
Common Stock |
4,760 |
$ 45.65 |
D |
|
| Employee Stock Option (Right to Buy) |
(3) |
02/13/2030 |
Common Stock |
3,520 |
$ 68.87 |
D |
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| Employee Stock Option (Right to Buy) |
(4) |
02/11/2031 |
Common Stock |
2,661 |
$ 83.95 |
D |
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| Employee Stock Option (Right to Buy) |
(5) |
02/17/2032 |
Common Stock |
3,030 |
$ 75.38 |
D |
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| Employee Stock Option (Right to Buy) |
(6) |
11/17/2032 |
Common Stock |
2,145 |
$ 82.35 |
D |
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*
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If the form is filed by more than one reporting person, see Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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(1)
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Phantom shares credited to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP"). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
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(2)
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Option to buy 4,760 shares became exercisable in three substantially equal annual installments beginning on February 15, 2020.
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(3)
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Option to buy 3,520 shares became exercisable in three substantially equal annual installments beginning on February 15, 2021.
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(4)
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Option to buy 2,661 shares became exercisable in three substantially equal annual installments beginning on February 15, 2022.
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(5)
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Option to buy 3,030 shares become exercisable in three substantially equal annual installments beginning on February 15, 2023.
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(6)
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Option to buy 2,145 shares become exercisable in three substantially equal annual installments beginning on November 15, 2023.
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