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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |||
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1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Wheeler Real Estate Investment Trust, Inc. 2529 VIRGINIA BEACH BLVD. VIRGINIA BEACH,, VA 23452 |
X | |||
| Wheeler Real Estate Investment Trust, Inc. By: /s/ M. Andrew Franklin Chief Executive Officer and President | 08/22/2022 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | On August 22, 2022, the Reporting Person and the Issuer consummated the merger transaction (the "Merger") contemplated by that certain Agreement and Plan of Merger, dated March 2, 2022, by and among the Reporting Person, WHLR Merger Sub Inc., WHLR OP Merger Sub LLC, the Issuer, and Cedar Realty Trust Partnership, L.P. As a result of the Merger, (i) the Issuer became a wholly-owned subsidiary of the Reporting Person, and (ii) the reported securities of the Issuer are owned directly by the Reporting Person. |