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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 43.59 | (2) | 03/01/2026 | Common Stock | 37,068 | 37,068 | D | ||||||||
Stock Option | $ 48.89 | (3) | 02/28/2027 | Common Stock | 40,388 | 40,388 | D | ||||||||
Stock Option | $ 49.01 | (4) | 02/26/2029 | Common Stock | 53,373 | 53,373 | D | ||||||||
Stock Option | $ 51.87 | (5) | 02/23/2031 | Common Stock | 48,723 | 48,723 | D | ||||||||
Stock Option | $ 53.81 | (6) | 02/27/2028 | Common Stock | 39,163 | 39,163 | D | ||||||||
Stock Option | $ 55.27 | (7) | 02/25/2030 | Common Stock | 50,116 | 50,116 | D | ||||||||
Stock Option | $ 69.41 | (8) | 02/23/2032 | Common Stock | 60,386 | 60,386 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Robinson David C ONE HARTFORD PLAZA HARTFORD, CT 06155 |
EVP and General Counsel |
Anthony J. Salerno, Jr., Attorney-in-Fact | 04/26/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The transaction reported on this Form 4 was effected pursuant to a trading plan previously adopted by Mr. Robinson on March 7, 2022, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. |
(2) | The options became fully exercisable on March 1, 2019, the third anniversary of the grant date. |
(3) | The options became fully exercisable on February 28, 2020, the third anniversary of the grant date. |
(4) | The options became fully exercisable on February 26, 2022, the third anniversary of the grant date. |
(5) | One-third of the options became exercisable on February 23, 2022, an additional one-third of the options will become exercisable on February 23, 2023 and the remaining one-third of the options will become exercisable on February 23, 2024, the third anniversary of the grant date. |
(6) | The options became fully exercisable on February 27, 2021, the third anniversary of the grant date. |
(7) | One-third of the options became exercisable on February 25, 2021, an additional one-third of the options became exercisable on February 25, 2022 and the remaining one-third of the options will become exercisable on February 25, 2023, the third anniversary of the grant date. |
(8) | One-third of the options will become exercisable on February 23, 2023, an additional one-third of the options will become exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date. |