|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
|
|||||||||||||||||||||||||||||
|
|||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
|
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units - Extended Vesting 2021 | (1) | 03/15/2022 | A | 103 (2) | (1) | (1) | Common Stock | 103 | $ 0 | 33,111 | D | ||||
| Restricted Stock Units 2021 | (3) | 03/15/2022 | A | 51 (2) | (3) | (3) | Common Stock | 51 | $ 0 | 16,272 | D | ||||
| Performance Share Units (Absolute) 2021 | (4) | 03/15/2022 | A | 57 (2) | (4) | (4) | Common Stock | 57 | $ 0 | 18,305 | D | ||||
| Performance Share Units (Relative) 2021 | (5) | 03/15/2022 | A | 57 (2) | (5) | (5) | Common Stock | 57 | $ 0 | 18,305 | D | ||||
| Restricted Stock Units 2022 | (6) | 03/15/2022 | A | 25 (2) | (6) | (6) | Common Stock | 25 | $ 0 | 8,182 | D | ||||
| Performance Share Units (Absolute) 2022 | (4) | 03/15/2022 | A | 19 (2) | (4) | (4) | Common Stock | 19 | $ 0 | 6,136 | D | ||||
| Performance Share Units (Relative) 2022 | (5) | 03/15/2022 | A | 19 (2) | (5) | (5) | Common Stock | 19 | $ 0 | 6,136 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Rimer Charles J. 1700 LINCOLN STREET, SUITE 4700 DENVER, CO 80203 |
EVP Operations & COO | |||
| /s /M. Scott Regan, Attorney-in-Fact for Rimer Charles J. | 03/17/2022 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Each extended vesting restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest on the fifth anniversary of the grant date subject to continued employment. |
| (2) | Represents an increase in the securities underlying the equity award as a result of a dividend paid on the Company's common stock which entitles this award to receive dividend equivalents subject to the terms of the underlying award. |
| (3) | Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. The first tranche of the grant originally made on February 2, 2021 vested on February 2, 2022. |
| (4) | Each absolute TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The absolute TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement. |
| (5) | Each relative TSR performance share unit represents a contingent right to receive 0-200% of that number in shares of Company common stock. The amount reported represents the "target" number. The relative TSR performance share units will vest upon continued employment and achievement of specified metrics as described in the related grant agreement. |
| (6) | Each restricted stock unit represents a right to receive one share of the Company's common stock. The restricted stock units will vest in approximately three equal annual installments beginning on the first anniversary of the grant date subject to continued employment. |