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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Unit | (4) | 02/22/2022 | M | 11,853 | (5) | (5) | Common Stock | 11,853 | $ 0 | 23,708 | D | ||||
| Restricted Stock Unit | (4) | 03/13/2022 | M | 11,705 | (6) | (6) | Common Stock | 11,705 | $ 0 | 11,705 | D | ||||
| Restricted Stock Unit | (4) | 03/14/2022 | M | 29,564 | (7) | (7) | Common Stock | 29,564 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Brown Charles Rodney 511 EAST JOHN CARPENTER FREEWAY SUITE 600 IRVING, TX 75062 |
EVP & Chief Financial Officer | |||
| /s/ Lori M. Browne, attorney-in-fact for Charles Rodney Brown | 03/15/2022 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the February 22, 2022 closing price. |
| (2) | Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 11, 2022 closing price. |
| (3) | Shares withheld on vesting of restricted stock units to cover applicable withholding taxes, with the number of shares withheld based on the March 14, 2022 closing price. |
| (4) | Each restricted stock unit represents the right to receive, at settlement, one share of common stock. |
| (5) | Represents vesting of one-third of restricted stock units granted February 22, 2021. |
| (6) | Represents vesting of one-third of restricted stock units granted March 13, 2020. |
| (7) | Represents vesting of one-third of restricted stock units granted March 14, 2019. |