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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options to Acquire Common Shares | $ 133.9 | 03/10/2022 | M | 5,917 | (4) | 02/28/2029 | Common Shares | 5,917 | $ 0 | 45,508 (5) | D | ||||
Options to Acquire Common Shares | $ 150.11 | 03/10/2022 | M | 6,328 | (6) | 02/27/2030 | Common Shares | 6,328 | $ 0 | 39,180 (7) | D | ||||
Options to Acquire Common Shares | $ 164.94 | 03/10/2022 | M | 5,760 | (8) | 02/25/2031 | Common Shares | 5,760 | $ 0 | 33,420 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KRUMP PAUL J THE CHUBB BUILDING 17 WOODBOURNE AVENUE HAMILTON, D0 HM 08 |
Vice Chairman, Chubb Group* |
/s/ Gina Rebollar, Attorney-in-Fact | 03/14/2022 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Common Shares reported herein as being sold were sold at a range of between $201.45 and $201.56 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. |
(2) | The Common Shares reported herein as being sold were sold at a range of between $201.80 and $201.835 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. |
(3) | The Common Shares reported herein as being sold were sold at a range of between $201.895 and $201.95 per share. The sale price reported above represents the weighted average sale price for the reported transaction. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such price range. |
(4) | The stock options in this tranche vested in equal installments on February 28, 2020, February 28, 2021 and February 28, 2022. |
(5) | All options from this tranche have been exercised. Total includes options from other tranches with different exercise prices, vesting and expiration dates. |
(6) | The stock options in this tranche vested or will vest in equal installments on February 27, 2021, February 27, 2022 and February 27, 2023. |
(7) | Total includes options from other tranches with different exercise prices, vesting and expiration dates. |
(8) | The stock options in this tranche vested or will vest in equal installments on February 25, 2022, February 25, 2023 and February 25, 2024. |
Remarks: *Global Underwriting and Claims |