SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Hiebler Jessica M

(Last) (First) (Middle)
T. ROWE PRICE GROUP, INC.
100 E. PRATT STREET, BA-0320

(Street)
BALTIMORE MD 21202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PRICE T ROWE GROUP INC [ TROW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/03/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/03/2021 S 1,150 D $207.7042 12,983.2354 D
Common Stock 08/03/2021 A V 137.322 A $191.7585(1) 13,119.98 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $68.6074(2) 02/21/2013 06/24/2021 A V 1,560 (3) 02/21/2023 Common Stock 1,560 $0.00 1,560 D
Stock Option $69.2127(2) 09/10/2013 06/24/2021 A V 1,560 (4) 09/10/2023 Common Stock 1,560 $0.00 1,560 D
Stock Option $76.7546(2) 02/19/2014 06/24/2021 A V 1,664 (5) 02/19/2024 Common Stock 1,664 $0.00 1,664 D
Stock Option $77.2445(2) 09/09/2014 06/24/2021 A V 1,663 (6) 09/09/2024 Common Stock 1,663 $0.00 1,663 D
Stock Option $79.7137(2) 02/19/2015 06/24/2021 A V 2,079 (7) 02/19/2025 Common Stock 2,079 $0.00 2,079 D
Stock Option $69.8375(2) 09/10/2015 06/24/2021 A V 2,030 (8) 09/10/2025 Common Stock 2,030 $0.00 2,030 D
Explanation of Responses:
1. Shares acquired pursuant to the T. Rowe Price Group, Inc. Employee Stock Purchase Plan at the noted weighted-average price.
2. As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.5% on June 24, 2021, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
3. 02/21/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
4. 09/10/2013 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2014.
5. 02/19/2014 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2015.
6. 9/9/2014 Grant - The option vest 20% annually over a 5 year period beginning on 12/10/2015.
7. 02/19/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
8. 09/10/2015 Grant - The option vests 20% annually over a 5 year period beginning on 12/10/2016.
Remarks:
/s/ Jessica M. Hiebler 08/04/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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