0001488813 false 0001488813 2021-08-03 2021-08-03 0001488813 CUBI:VotingCommonStockParValue1.00PerShareMember 2021-08-03 2021-08-03 0001488813 CUBI:FixedtofloatingRateNoncumulativePerpetualPreferredStockSeriesCParValue1.00PerShareMember 2021-08-03 2021-08-03 0001488813 CUBI:FixedtofloatingRateNoncumulativePerpetualPreferredStockSeriesDParValue1.00PerShareMember 2021-08-03 2021-08-03 0001488813 CUBI:FixedtofloatingRateNoncumulativePerpetualPreferredStockSeriesEParValue1.00PerShareMember 2021-08-03 2021-08-03 0001488813 CUBI:FixedtofloatingRateNoncumulativePerpetualPreferredStockSeriesFParValue1.00PerShareMember 2021-08-03 2021-08-03 0001488813 CUBI:Sec5.375SubordinatedNotesDue2034Member 2021-08-03 2021-08-03 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

__________________

 

FORM 8-K

__________________

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the

Securities Exchange Act of 1934

 

Date of Report (date of earliest event reported): August 3, 2021

__________________

 

CUSTOMERS BANCORP, INC.

(Exact name of registrant as specified in its charter)

__________________

 

Pennsylvania 001-35542 27-2290659

(State or other jurisdiction

of incorporation)

(Commission File Number)

(IRS Employer

Identification No.)

     
 

701 Reading Avenue

West Reading PA 19611

 
  (Address of principal executive offices, including zip code)  
     
  (610) 933-2000  
  (Registrant's telephone number, including area code)  
     
  Not Applicable  
  (Former name or former address, if changed since last report)  
         

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions (see General Instructions A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

     
Title of each class Trading Symbol(s) Name of each exchange on which registered
Voting Common Stock, par value $1.00 per share CUBI New York Stock Exchange
Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series C, par value $1.00 per share CUBI/PC New York Stock Exchange

Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series D, par value $1.00 per share

CUBI/PD New York Stock Exchange

Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series E, par value $1.00 per share

CUBI/PE New York Stock Exchange

Fixed-to-Floating Rate Non-Cumulative Perpetual Preferred Stock, Series F, par value $1.00 per share

CUBI/PF New York Stock Exchange
5.375% Subordinated Notes due 2034 CUBB New York Stock Exchange

 

 

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company   ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ¨

 

 
 

 


Item 8.01
  Other Events.

 

On August 3, 2021, Customers Bancorp, Inc. (the “Company”) filed a preliminary prospectus supplement in connection with an underwritten public offering of the Company’s Fixed-to-Floating Rate Senior Notes due 2031 (the “Notes”). A copy of the investor presentation being used in connection with the offering of the Notes is filed with this Current Report on Form 8-K as Exhibit 99.1 and is incorporated herein by reference.

 

The offering of the Notes is being made pursuant to the Company’s effective shelf registration statement on Form S-3 (Registration No. 333-239305) previously filed by the Company with the Securities and Exchange Commission. Any offer or sale of the Notes will be made only by means of a prospectus supplement relating to the offering and the accompanying prospectus.

 


Item 9.01
  Financial Statements and Exhibits.


(d) Exhibits.

     

Exhibit

No.

 

Description

   
99.1   Investor Presentation, dated August 3, 2021.
104   The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

 

 
 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

CUSTOMERS BANCORP, INC.

 

By: /s/ Carla A. Leibold

Name: Carla A. Leibold

Title: Executive Vice President - Chief Financial Officer

Date: August 3, 2021