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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): July 28, 2021
Flagstar Bancorp, Inc.
(Exact Name of Registrant as Specified in Charter)
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| Michigan | | 1-16577 | | 38-3150651 |
(State or Other Jurisdiction
of Incorporation | | (Commission File Number) | | (IRS Employer
Identification No.) |
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| 5151 Corporate Drive, | Troy, | Michigan | | 48098 |
| (Address of principal executive offices) | | (Zip code) |
(248) 312-2000
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Securities registered pursuant to Section 12(b) of the Exchange Act:
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| Title of each class | | Trading symbol | | Name of each exchange on which registered |
| Common stock | | FBC | | New York Stock Exchange |
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| Item 2.02 | Results of Operations and Financial Condition |
On July 28, 2021, Flagstar Bancorp, Inc. (the "Company") issued a press release regarding its preliminary results of operations and financial condition for the three months ended June 30, 2021. The text of the press release is furnished as Exhibit 99.1 to this report. The Company will include final financial statements and additional analyses for the quarter ended June 30, 2021 as part of its Quarterly Report on Form 10-Q.
This Form 8-K includes a copy of the Company’s presentation containing supplemental information related to the earnings press release for the quarter ended June 30, 2021, which is attached as Exhibit 99.2. The information included in Exhibit 99.2 shall be considered furnished, not filed, for purposes of the Exchange Act. The Company also provides supplementary financial information on its website, which is not incorporated by reference in this Form 8-K.
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| Item 9.01 | Financial Statements and Exhibits |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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| | | FLAGSTAR BANCORP, INC. |
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| Dated: | July 28, 2021 | | | | By: | | /s/ James K. Ciroli |
| | | | | | | James K. Ciroli |
| | | | | | | Executive Vice President and Chief Financial Officer |
Exhibit Index
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| Exhibit No. | | Description | | |
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| 99.1 | | |
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| 99.2 | | |