SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Shea Timothy F.

(Last) (First) (Middle)
C/O NEW JERSEY RESOURCES CORPORATION
1415 WYCKOFF ROAD

(Street)
WALL NJ 07719

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/21/2020
3. Issuer Name and Ticker or Trading Symbol
NEW JERSEY RESOURCES CORP [ NJR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President, Subsidiary
5. If Amendment, Date of Original Filed (Month/Day/Year)
01/31/2020
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 41,559.704(1)(2) D
Common Stock 26.857 I By NJR Employees' Retirement Savings Plan(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person's Form 3 filed on January 31, 2021 erroneously included 28,436 shares of common stock in the reporting person's aggregate ownership. The reporting person had sold 15,000 shares in March 2019 and 14,101 shares in December 2019 prior to becoming a Section 16 officer of the issuer and 665 shares of common stock were inadvertently omitted from the total shares owned by the reporting person.
2. Includes an aggregate of previously granted awards of 20,196 Deferred Retention Stock Units, which are payable three years from the respective grant dates of November 14, 2017 and November 13, 2018.
3. Based on plan shares as of December 31, 2020.
Remarks:
/s/ Richard Reich, as attorney-in-fact for Timothy F. Shea 07/15/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.