6-K 1 d151089d6k.htm FORM 6-K FORM 6-K

 

 

FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of July 2021

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F       X                 Form 40-F               

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):             

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):             

 

 

 

 


Information furnished on this form:

EXHIBIT

Exhibit Number

 

4.12.    Form of $1,250,000,000 1.653% Senior Notes due 2026
4.13.    Form of $1,000,000,000 2.172% Senior Notes due 2028
4.14.    Form of $1,000,000,000 2.608% Senior Notes due 2031
5.5.    Opinion of Sullivan & Cromwell LLP
5.6.    Opinion of Anderson Mori & Tomotsune

The registrant hereby incorporates Exhibits 4.12, 4.13, 4.14, 5.5 and 5.6 to this report on Form 6-K by reference in the prospectus that is part of the Registration Statement on Form F-3 (Registration No. 333-229191) of the registrant, filed with the Securities and Exchange Commission on January 11, 2019.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

    NOMURA HOLDINGS, INC.
Date: July 12, 2021     By:  

/s/ Kenichiro Asano

      Kenichiro Asano
     

Managing Director

Treasury Department