SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Friedrichs Kristy

(Last) (First) (Middle)
C/O NEW RELIC, INC.
188 SPEAR STREET, SUITE 1000

(Street)
SAN FRANCISCO CA 94105

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/01/2021
3. Issuer Name and Ticker or Trading Symbol
NEW RELIC, INC. [ NEWR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 4,849 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (1) 02/14/2027 Common Stock 19,404 35.11 D
Stock Option (Right to Buy) (2) 08/14/2028 Common Stock 6,494 102.01 D
Stock Option (Right to Buy) (3) 03/24/2029 Common Stock 7,851 99.95 D
Stock Option (Right to Buy) (4) 05/14/2030 Common Stock 13,957 63.89 D
Restricted Stock Units (5) (5) Common Stock 1,179 0.00 D
Restricted Stock Units (6) (6) Common Stock 2,990 0.00 D
Restricted Stock Units (7) (7) Common Stock 14,114 0.00 D
Restricted Stock Units (8) (8) Common Stock 22,677 0.00 D
Restricted Stock Units (9) (9) Common Stock 27,010 0.00 D
Explanation of Responses:
1. Twenty-five percent (25%) of the total number of shares subject to the option vested and became exercisable on the first anniversary of February 1, 2017 (the "Vesting Start Date"), and 1/48 of the total number of shares subject to the option vest and become exercisable each month thereafter, such that all of the shares subject to the option shall become vested and exercisable as of the fourth anniversary of the Vesting Start Date, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
2. 1/48 of the shares subject to the option vest on each monthly anniversary after July 1, 2018, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
3. 1/48 of the shares subject to the option vest on each monthly anniversary after April 1, 2019, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
4. 1/48 of the shares subject to the option vest on each monthly anniversary after April 1, 2020, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
5. 1/16 of the units vest on each quarterly anniversary after August 15, 2018, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
6. 1/16 of the units vest on each quarterly anniversary after May 15, 2019, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
7. 1/16 of the units vest on each quarterly anniversary after May 15, 2020, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
8. 1/16 of the units vest on each quarterly anniversary after February 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
9. 1/16 of the units vest on each quarterly anniversary after May 15, 2021, subject to the Reporting Person's continued service with the Issuer on each such vesting date.
Remarks:
Kristy Friedrichs, by /s/ Ron A. Metzger, Attorney-in-Fact 07/01/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.