8-K 1 form8-k.htm WILLAMETTE VALLEY VINEYARDS, INC. 8-K

 

 UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): June 23, 2021

 

Willamette Valley Vineyards, Inc.

(Exact name of Company as specified in its charter)

 

Oregon 001-37610 93-0981021

(State or other

jurisdiction of

incorporation)

(Commission File No.) 

(I.R.S. Employer

Identification No.)

 

 

8800 Enchanted Way SE

Turner, OR 97392

(Address of principal executive offices)

 

(503) 588-9463

Registrant’s telephone number, including area code

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock   WVVI   NASDAQ Capital Market
Series A Redeemable Preferred Stock   WVVIP   NASDAQ Capital Market

 

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

 

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ITEM 8.01 Other Events

 

On June 23, 2021, Willamette Valley Vineyards, Inc. (the “Company”) issued a press release announcing amongst other things, the Company’s plan to construct a new winery in Dundee Hills, Oregon, the Company’s establishment of a new winemaking and vineyard leadership position, and the Company’s plan to open four new winery restaurants. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

 

ITEM 9.01Exhibits

 

99.1 Press Release dated June 23, 2021

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  WILLAMETTE VALLEY VINEYARDS, INC.
     
Date:  June 23, 2021 By: /s/  JAMES W. BERNAU  
     
    James W. Bernau
    President and Chief Executive Officer

 

 

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Exhibit Index

 

 
     
     
Exhibit No.   Description
     
99.1   Press Release dated June 23, 2021

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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